地理学报 ›› 2021, Vol. 76 ›› Issue (10): 2407-2424.doi: 10.11821/dlxb202110006
收稿日期:
2020-08-20
修回日期:
2021-06-20
出版日期:
2021-10-25
发布日期:
2021-12-25
作者简介:
周扬(1984-), 男, 贵州普安人, 副研究员, 硕士生导师, 主要从事贫困地理与乡村振兴研究。E-mail: zhouyang@igsnrr.ac.cn
基金资助:
ZHOU Yang1,2,3(), LI Xunhuan1,2,3
Received:
2020-08-20
Revised:
2021-06-20
Published:
2021-10-25
Online:
2021-12-25
Supported by:
摘要:
中国的减贫实践证明,地理学在服务国民经济建设和支撑减贫瞄准与扶贫决策中发挥着重要学科价值。然而,由于基本概念模糊、基础理论滞后、学科体系不健全,“理论贫困”成为制约贫困地理学创新发展的最大短板。本文在解析贫困核心概念的基础上,系统剖析了贫困地理学作为一门分支学科的学科性质、基础理论、研究对象、研究内容与框架,提出了未来贫困地理研究中的前沿领域。结果表明:① 贫困是指与一定标准相比,人们所享受的各种福利处于劣势、缺少或不足的状态,具有多维性、区域性和动态性特征。在测量标准上,绝对贫困强调“极小值”,相对贫困强调“平均值”。在瞄准对象上,个体贫困关注个人福利或能力的缺失与不足,区域贫困则是从空间视角关注个体福利背后的“区域福利”。② 贫困地理学是一门研究贫困地区的形成、分布、地理特征及其与环境的关系和反贫困措施的学科,以贫困地域系统为研究对象,以“贫困—环境”关系为研究核心,具有综合性、交叉性和区域性特点。贫困地理学的基础性理论包括空间贫困理论、区域贫困理论和多维贫困理论,其研究内容与框架包括3个维度、2大要素、2类对象、2大标准。③ 贫困地理学需要进一步强化贫困地域系统演化、区域贫困测度、相对贫困瞄准、贫困监测模拟、减贫效应评估、区域可持续发展模式等方面的基础研究。
周扬, 李寻欢. 贫困地理学的基础理论与学科前沿[J]. 地理学报, 2021, 76(10): 2407-2424.
ZHOU Yang, LI Xunhuan. Basic theories and frontiers of poverty geography[J]. Acta Geographica Sinica, 2021, 76(10): 2407-2424.
[1] | Schultz T W. The Economics of Being Poor, https://www.nobelprize.org/prizes/economic-sciences/1979/schultz/lecture/ , 2020-11-24. |
[2] | World Bank. Poverty and Shared Prosperity 2018: Piecing Together the Poverty Puzzle. Washington, DC: World Bank, 2018. |
[3] | Fang Xiaodan. The number of poor people in rural areas decreased by 11.09 million in 2019. http://www.stats.gov.cn/tjsj/sjjd/202001/t20200123_1724700.html , 2020-06-20. |
[ 方晓丹. 2019年全国农村贫困人口减少1109万人. http://www.stats.gov.cn/tjsj/sjjd/202001/t20200123_1724700.html , 2020-06-20.] | |
[4] |
Li Xunhuan, Zhou Yang, Chen Yufu. Theory and measurement of regional multidimensional poverty. Acta Geographica Sinica, 2020, 75(4):753-768.
doi: 10.11821/dlxb202004007 |
[ 李寻欢, 周扬, 陈玉福. 区域多维贫困测量的理论与方法. 地理学报, 2020, 75(4):753-768.] | |
[5] | Zhou Yang, Guo Yuanzhi, Liu Yansui. Comprehensive measurement of county poverty and anti-poverty targeting after 2020 in China. Acta Geographica Sinica, 2018, 73(8):1478-1493. |
[ 周扬, 郭远智, 刘彦随. 中国县域贫困综合测度及2020年后减贫瞄准. 地理学报, 2018, 73(8):1478-1493.] | |
[6] | Booth C. Life and Labour of the People in London. London: Macmillan, 1889. |
[7] | Spicker P. Charles Booth: The examination of poverty. Social Policy & Administration, 1990, 24(1):21-38. |
[8] | Rowntree B S. Poverty: A Study of Town Life. London: Macmillan, 1901. |
[9] | Guo Xibao. Understanding the concept of poverty. Shandong Social Science, 2005(12):49-54, 19. |
[ 郭熙保. 论贫困概念的内涵. 山东社会科学, 2005(12):49-54, 19.] | |
[10] |
Sen A. Commodities and capabilities. The Canadian Journal of Economics, 1987, 20(1):198-201.
doi: 10.2307/135247 |
[11] | Sen A. Development as Freedom. New York: Oxford Paperbacks. 2001. |
[12] |
Dewilde C. A life-course perspective on social exclusion and poverty. The British Journal of Sociology, 2003, 54(1):109-128.
doi: 10.1080/0007131032000045923 |
[13] | Wang Xiaolin. The Measurement of Poverty: Theories and Methods. 2nd ed. Beijing: Social Sciences Academic Press, 2017. |
[ 王小林. 贫困测量: 理论与方法. 2 版. 北京: 社会科学文献出版社, 2017.] | |
[14] | Banerjee A V, Duflo E. Poor Economics: A Radical Rethinking of the Way to Fight Global Poverty. New York: Public Affairs, 2011. |
[15] | Mink S D, Mundial B. Poverty, Population, and the Environment. Washington, DC: World Bank Discussion Papers 189, 1993. |
[16] | Jalan J, Ravallion M. Spatial Poverty Traps? World Bank, Development Research Group, 1997. |
[17] | Chronic Poverty Research Centre. The Chronic Poverty Report 2004-05. 2004. |
[18] | Liu Yansui, Zhou Yang, Liu Jilai. Regional differentiation characteristics of rural poverty and targeted poverty alleviation strategy in China. Bulletin of Chinese Academy of Sciences, 2016, 31(3):269-278. |
[ 刘彦随, 周扬, 刘继来. 中国农村贫困化地域分异特征及其精准扶贫策略. 中国科学院院刊, 2016, 31(3):269-278.] | |
[19] |
Jiang Dehua, Zhang Yaoguang, Yang Liu, et al. Researches on the classification and development of poor area in China. Geographical Research, 1988, 7(3):1-16.
doi: 10.11821/yj1988030001 |
[ 姜德华, 张耀光, 杨柳, 等. 中国贫困地区类型划分及开发研究提要报告. 地理研究, 1988, 7(3):1-16.] | |
[20] | Zhou Yang, Tong Chunyang. The impact of economic growth and public investment on poverty reduction in China. Economic Survey, 2019, 36(6):32-39. |
[ 周扬, 童春阳. 中国经济增长与公共投资的减贫效应测度研究. 经济经纬, 2019, 36(6):32-39.] | |
[21] | Zhou Y, Liu Y S. The geography of poverty: Review and research prospects. Journal of Rural Studies, 2019. DOI: 10.1016/j.jrurstud.2019.01.008. |
[22] |
Ding Jianjun, Leng Zhiming. Regional poverty analysis in a view of geography science. Acta Geographica Sinica, 2018, 73(2):232-247.
doi: 10.11821/dlxb201802003 |
[ 丁建军, 冷志明. 区域贫困的地理学分析. 地理学报, 2018, 73(2):232-247.] | |
[23] |
Zhou Yang, Li Xunhuan, Tong Chunyang, et al. The geographical pattern and differentiational mechanism of rural poverty in China. Acta Geographica Sinica, 2021, 76(4):903-920.
doi: 10.11821/dlxb202104009 |
[ 周扬, 李寻欢, 童春阳, 等. 中国村域贫困地理格局及其分异机理. 地理学报, 2021, 76(4):903-920.] | |
[24] | Sen A. Poverty and Famines: An Essay on Entitlement and Deprivation. Oxford: Oxford University Press, 1982. |
[25] | Committee on Economic, Social and Cultural Rights. Substantive Issues Arising in the Implementation of the International Covenant on Economic, Social and Cultural Rights: Poverty and the International Covenant on Economic, Social and Cultural Rights. United Nations: Economic and Social Council, 2001. |
[26] | Gao Genghe, Hou Jingwei. Geography of the poor: A new perspective to study the poverty problem. Journal of Nanyang Normal University, 2008, 7(3):73-77. |
[ 高更和, 侯景伟. 穷人地理学: 研究贫困问题的一个新视角. 南阳师范学院学报, 2008, 7(3):73-77.] | |
[27] |
Zhou Yang, Li Xunhuan. Geographical pattern and mechanism of poverty differentiation in plain areas: A case study of Lixin County, Anhui Province. Scientia Geographica Sinica, 2019, 39(10):1592-1601.
doi: 10.13249/j.cnki.sgs.2019.10.008 |
[ 周扬, 李寻欢. 平原农区贫困地理格局及其分异机制: 以安徽省利辛县为例. 地理科学, 2019, 39(10):1592-1601.] | |
[28] | Huang Han, Li Xunhuan, Zhou Yang. Geographical pattern and spatial differentiation mechanism of rural poverty in hilly and mountainous areas of China: A case study of Yudu County in Jiangxi Province. Progress in Geography, 2020, 39(6):938-950. |
[ 黄晗, 李寻欢, 周扬. 中国丘陵山区农村贫困时空格局及其演变机制研究: 以江西省于都县为例. 地理科学进展, 2020, 39(6):938-950.] | |
[29] | Guo Xibao, Luo Zhi. The evolution of the concept of povery. Jiangxi Social Sciences, 2005, 25(11):38-43. |
[ 郭熙保, 罗知. 论贫困概念的演进. 江西社会科学, 2005, 25(11):38-43.] | |
[30] |
Ravallion M. On measuring global poverty. Annual Review of Economics, 2020, 12(1):167-188.
doi: 10.1146/economics.2020.12.issue-1 |
[31] | Cheng Zongsheng, Shen Yangyang Zhou Yunbo. On the absolute and relative changes in the poverty in China's villages and on the setting of the relative poverty line. Management World, 2013(1):67-76, 187-188. 76, 187-188. |
[ 陈宗胜, 沈扬扬, 周云波 中国农村贫困状况的绝对与相对变动: 兼论相对贫困线的设定. 管理世界, 2013(1):67-76, 187-188.] | |
[32] | Powell M, Boyne G, Ashworth R. Towards a geography of people poverty and place poverty. Policy & Politics, 2001, 29(3):243-258. |
[33] |
Ravallion M. Income inequality in the developing world. Science, 2014, 344(6186):851-855.
doi: 10.1126/science.1251875 pmid: 24855260 |
[34] |
Ravallion M, Chen S H. Global poverty measurement when relative income matters. Journal of Public Economics, 2019, 177:104046. DOI: 10.1016/j.jpubeco.2019.07.005.
doi: 10.1016/j.jpubeco.2019.07.005 |
[35] | Alkire S, Santos M E. Acute Multidimensional Poverty: A New Index for Developing Countries. Oxford: Oxford Poverty & Human Development Initiative Working Paper No. 38, 2010. |
[36] |
Alkire S, Foster J. Counting and multidimensional poverty measurement. Journal of Public Economics, 2011, 95(7-8):476-487.
doi: 10.1016/j.jpubeco.2010.11.006 |
[37] |
Alkire S, Foster J. Understandings and misunderstandings of multidimensional poverty measurement. The Journal of Economic Inequality, 2011, 9(2):289-314.
doi: 10.1007/s10888-011-9181-4 |
[38] | Bird K, Higgins K, Harris D. Spatial Poverty Traps. London: Overseas Development Institute, 2010. |
[39] |
Moser C O N. The asset vulnerability framework: Reassessing urban poverty reduction strategies. World Development, 1998, 26(1):1-19.
doi: 10.1016/S0305-750X(97)10015-8 |
[40] |
Liu Y S, Liu J L, Zhou Y. Spatio-temporal patterns of rural poverty in China and targeted poverty alleviation strategies. Journal of Rural Studies, 2017, 52:66-75.
doi: 10.1016/j.jrurstud.2017.04.002 |
[41] |
Ward P S. Transient poverty, poverty dynamics, and vulnerability to poverty: An empirical analysis using a balanced panel from rural China. World Development, 2016, 78:541-553.
doi: 10.1016/j.worlddev.2015.10.022 |
[42] |
Ravallion M, Wodon Q. Poor areas, or only poor people? Journal of Regional Science, 1999, 39(4):689-711.
doi: 10.1111/0022-4146.00156 |
[43] |
Okwi P O, Ndeng'E G, Kristjanson P, et al. Spatial determinants of poverty in rural Kenya. PNAS, 2007, 104(43):16769-16774.
doi: 10.1073/pnas.0611107104 |
[44] |
Jalan J, Ravallion M. Geographic poverty traps? A micro model of consumption growth in rural China. Journal of Applied Econometrics, 2002, 17(4):329-346.
doi: 10.1002/(ISSN)1099-1255 |
[45] | Bird K, McKay A, Shinyekwa I. Isolation and poverty: The relationship between spatially differentiated access to goods and services and poverty. Chronic Poverty Research Centre Working Paper 162, 2010. |
[46] | Bird K, Hulme D, Shepherd A, et al. Chronic poverty and remote rural areas. Chronic Poverty Research Centre Working Paper 13, 2002. |
[47] |
Zhou Y, Li Y R, Liu Y S. The nexus between regional eco-environmental degradation and rural impoverishment in China. Habitat International, 2020, 96:102086. DOI: 10.1016/j.habitatint.2019.102086.
doi: 10.1016/j.habitatint.2019.102086 |
[48] |
Chen Yefeng, Wang Yanhui, Zhao Wenji, et al. Contributing factors and classification of poor villages in China. Acta Geographica Sinica, 2017, 72(10):1827-1844.
doi: 10.11821/dlxb201710008 |
[ 陈烨烽, 王艳慧, 赵文吉, 等. 中国贫困村致贫因素分析及贫困类型划分. 地理学报, 2017, 72(10):1827-1844.] | |
[49] | World Bank. Poverty and Shared Prosperity 2020: Reversals of Fortune. Washington, DC: World Bank, 2020. |
[50] |
Zhou Y, Guo Y Z, Liu Y S, et al. Targeted poverty alleviation and land policy innovation: Some practice and policy implications from China. Land Use Policy, 2018, 74:53-65.
doi: 10.1016/j.landusepol.2017.04.037 |
[51] |
Tong Chunyang, Zhou Yang. Achievements and influencing factors of help the poor in village in China's targeted poverty alleviation. Geographical Research, 2020, 39(5):1128-1138.
doi: 10.11821/dlyj020190423 |
[ 童春阳, 周扬. 中国精准扶贫驻村帮扶工作成效及其影响因素. 地理研究, 2020, 39(5):1128-1138.] | |
[52] |
Liu Yanhua, Xu Yong. Geographical identification and classification of multi-dimensional poverty in rural China. Acta Geographica Sinica, 2015, 70(6):993-1007.
doi: 10.11821/dlxb201506012 |
[ 刘艳华, 徐勇. 中国农村多维贫困地理识别及类型划分. 地理学报, 2015, 70(6):993-1007.] | |
[53] |
Zhou Y, Guo Y Z, Liu Y S. Health, income and poverty: Evidence from China's rural household survey. International Journal for Equity in Health, 2020, 19(1):36. DOI: 10.1186/s12939-020-1121-0.
doi: 10.1186/s12939-020-1121-0 |
[54] |
Guo Yuanzhi, Zhou Yang, Liu Yansui. Spatial-temporal evolution of rural population outflow and its mechanism in China. Scientia Geographica Sinica, 2020, 40(1):50-59.
doi: 10.13249/j.cnki.sgs.2020.01.007 |
[ 郭远智, 周扬, 刘彦随. 中国农村人口外流的时空演化及其驱动机制. 地理科学, 2020, 40(1):50-59.] | |
[55] |
Wu Y F, Zhou Y, Liu Y S. Exploring the outflow of population from poor areas and its main influencing factors. Habitat International, 2020, 99:102161. DOI: 10.1016/j.habitatint.2020.102161.
doi: 10.1016/j.habitatint.2020.102161 |
[56] |
Neil Adger W. Social vulnerability to climate change and extremes in coastal Vietnam. World Development, 1999, 27(2):249-269.
doi: 10.1016/S0305-750X(98)00136-3 |
[57] |
Zhou Y, Guo L Y, Liu Y S. Land consolidation boosting poverty alleviation in China: Theory and practice. Land Use Policy, 2019, 82:339-348. DOI: 10.1016/j.landusepol.2018.12.024.
doi: 10.1016/j.landusepol.2018.12.024 |
[58] |
Kapur M A, Shah A. Chronic poverty in India: Incidence, causes and policies. World Development, 2003, 31(3):491-511.
doi: 10.1016/S0305-750X(02)00212-7 |
[59] |
Cleaver F. The inequality of social capital and the reproduction of chronic poverty. World Development, 2005, 33(6):893-906.
doi: 10.1016/j.worlddev.2004.09.015 |
[60] | Wen Qi, Shi Linna, Ma Caihong, et al. Spatial heterogeneity of multidimensional poverty at the village level: Loess Plateau. Acta Geographica Sinica, 2018, 73(10):1850-1864. |
[ 文琦, 施琳娜, 马彩虹, 等. 黄土高原村域多维贫困空间异质性研究: 以宁夏彭阳县为例. 地理学报, 2018, 73(10):1850-1864.] | |
[61] | Kennedy D. So much more to know. Science, 2005, 309(5731):78-102. |
[62] | Liu Xiaopeng, Su Xiaofang, Wang Yajuan, et al. Review on spatial poverty and deprivation and its enlightenments to poverty geography studies in China. Arid Land Geography, 2014, 37(1):144-152. |
[ 刘小鹏, 苏晓芳, 王亚娟, 等. 空间贫困研究及其对我国贫困地理研究的启示. 干旱区地理, 2014, 37(1):144-152.] | |
[63] |
Liu Xiaopeng, Li Weihua, Wang Peng, et al. Local differentiation and alleviation of poverty in underdeveloped areas based on development geography. Acta Geographica Sinica, 2019, 74(10):2108-2122.
doi: 10.11821/dlxb201910011 |
[ 刘小鹏, 李伟华, 王鹏, 等. 发展地理学视角下欠发达地区贫困的地方分异与治理. 地理学报, 2019, 74(10):2108-2122.] | |
[64] | Jin Gui, Deng Xiangzheng, Dong Yin, et al. China's multidimensional poverty measurement and its spatiotemporal interaction characteristics in the perspective of development geography. Acta Geographica Sinica, 2020, 75(8):1633-1646. |
[ 金贵, 邓祥征, 董寅, 等. 发展地理学视角下中国多维贫困测度及时空交互特征. 地理学报, 2020, 75(8):1633-1646.] | |
[65] |
Deng Xiangzheng, Jin Gui, He Shujin, et al. Research progress and prospect on development geography. Acta Geographica Sinica, 2020, 75(2):226-239.
doi: 10.11821/dlxb202002002 |
[ 邓祥征, 金贵, 何书金, 等. 发展地理学研究进展与展望. 地理学报, 2020, 75(2):226-239.] | |
[66] | Chronic Poverty Research Centre. The Chronic Poverty Report 2008-09: Escaping Poverty Traps, 2008. |
[67] |
Liu Xiaopeng, Li Yonghong, Wang Yajuan, et al. Geographical identification of spatial poverty at county scale. Acta Geographica Sinica, 2017, 72(3):545-557.
doi: 10.11821/dlxb201703014 |
[ 刘小鹏, 李永红, 王亚娟, 等. 县域空间贫困的地理识别研究: 以宁夏泾源县为例. 地理学报, 2017, 72(3):545-557.] | |
[68] |
Wu Chuanjun. The research core of geography: Human-land area system. Economic Geography, 1991, 11(3):1-6.
doi: 10.2307/140646 |
[ 吴传钧. 论地理学的研究核心: 人地关系地域系统. 经济地理, 1991, 11(3):1-6.] | |
[69] |
Liu J G, Dietz T, Carpenter S R, et al. Coupled human and natural systems. Ambio: A Journal of the Human Environment, 2007, 36(8):639-649.
doi: 10.1579/0044-7447(2007)36[639:CHANS]2.0.CO;2 |
[70] |
Liu J, Dietz T, Carpenter S R, et al. Complexity of coupled human and natural systems. Science, 2007, 317(5844):1513-1516.
doi: 10.1126/science.1144004 |
[71] |
Sun Jing, Liu Jianguo, Yang Xinjun, et al. Sustainability in the Anthropocene: Telecoupling framework and its applicationss. Acta Geographica Sinica, 2020, 75(11):2408-2416.
doi: 10.11821/dlxb202011010 |
[ 孙晶, 刘建国, 杨新军, 等. 人类世可持续发展背景下的远程耦合框架及其应用. 地理学报, 2020, 75(11):2408-2416.] | |
[72] |
Fu Bojie. The integrated studies of geography: Coupling of patterns and processes. Acta Geographica Sinica, 2014, 69(8):1052-1059.
doi: 10.11821/dlxb201408002 |
[ 傅伯杰. 地理学综合研究的途径与方法: 格局与过程耦合. 地理学报, 2014, 69(8):1052-1059.] | |
[73] | United Nations. Transforming Our World: The 2030 Agenda for Sustainable Development. New York: United Nations, 2015. |
[74] | United Nations. The Sustainable Development Goals Report 2020. New York: United Nations, 2020. |
[75] | Zhou Kan, Sheng Kerong, Fan Jie, et al. Connotation of high-quality development in relative poverty areas of China and implementation strategy. Bulletin of Chinese Academy of Sciences, 2020, 35(7):895-906. |
[ 周侃, 盛科荣, 樊杰, 等. 我国相对贫困地区高质量发展内涵及综合施策路径. 中国科学院院刊, 2020, 35(7):895-906.] | |
[76] |
Liu Y, Li Y. Revitalize the world's countryside. Nature, 2017, 548(7667):275-277.
doi: 10.1038/548275a |
[77] | Ravallion M, Chen S, Sangraula P. New evidence on the urbanization of global poverty. World Bank Group: Policy Research Working Paper 4199, 2007. |
[78] | Alkire S, Chatterje M, Conconi A, et al. Poverty in Rural and Urban Areas: Direct Comparisons Using the Global MPI 2014. Oxford: Oxford Poverty & Human Development Initiative, 2014. |
[79] |
Yuan Yuan, Gu Yeheng, Chen Zhihao. Spatial differentiation of urban poverty of Chinese cities. Progress in Geography, 2016, 35(2):195-203.
doi: 10.18306/dlkxjz.2016.02.006 |
[ 袁媛, 古叶恒, 陈志灏. 中国城市贫困的空间差异特征. 地理科学进展, 2016, 35(2):195-203.] | |
[80] | Guan Xingping. Research on Urban Poverty in China. Changsha: Hunan People's Publishing House, 1999. |
[ 关信平. 中国城市贫困问题研究. 长沙: 湖南人民出版社, 1999.] | |
[81] | Ministry of Civil Affairs of China. China Civil Affairs Statistical Yearbook. China Social Publishing House, 2019. |
[中华人民共和国民政部. 中国民政统计年鉴. 中国社会出版社, 2019.] | |
[82] |
Guo Yuanzhi, Zhou Yang, Liu Yansui. Targeted poverty alleviation and rural revitalization in poverty-stricken areas: Internal logic and mechanism. Geographical Research, 2019, 38(12):2819-2832.
doi: 10.11821/dlyj020190644 |
[ 郭远智, 周扬, 刘彦随. 贫困地区的精准扶贫与乡村振兴: 内在逻辑与实现机制. 地理研究, 2019, 38(12):2819-2832.] | |
[83] | Liu Dongsheng. Golbal change and sustainable science. Earth Science Frontiers, 2002, 9(1):1-9. |
[ 刘东生. 全球变化和可持续发展科学. 地学前缘, 2002, 9(1):1-9.] |
[1] | 徐藜丹, 邓祥征, 姜群鸥, 马丰魁. 中国县域多维贫困与相对贫困识别及扶贫路径研究[J]. 地理学报, 2021, 76(6): 1455-1470. |
[2] | 周扬, 李寻欢, 童春阳, 黄晗. 中国村域贫困地理格局及其分异机理[J]. 地理学报, 2021, 76(4): 903-920. |
[3] | 李寻欢, 周扬, 陈玉福. 区域多维贫困测量的理论与方法[J]. 地理学报, 2020, 75(4): 753-768. |
[4] | 周扬,郭远智,刘彦随. 中国县域贫困综合测度及2020年后减贫瞄准[J]. 地理学报, 2018, 73(8): 1478-1493. |
[5] | 马蓓蓓,李海玲,魏也华,薛东前,江军. 西安市贫困空间结构特征与发生机理[J]. 地理学报, 2018, 73(6): 1018-1032. |
[6] | 丁建军,冷志明. 区域贫困的地理学分析[J]. 地理学报, 2018, 73(2): 232-247. |