地理学报, 2023, 78(7): 1779-1791 doi: 10.11821/dlxb202307016

植被地理与地表过程

中国亚热带植被蒸腾驱动力解耦分析

金佳鑫,1,2,7, 蔡裕龙1, 郭熙3, 王龙浩4, 王颖5, 刘元波6

1.河海大学水文水资源学院,南京 210024

2.河海大学水利部水利大数据技术重点实验室,南京 210024

3.江西农业大学国土资源与环境学院,南昌 330045

4.中国科学院地理科学与资源研究所,北京 100101

5.南京晓庄学院旅游与社会管理学院,南京 211171

6.中国科学院南京地理与湖泊研究所,南京 210008

7.国家科技资源共享服务平台国家地球系统科学数据中心,北京 100101

Decoupled driving forces of variabilities of transpiration in Chinese subtropical vegetation based on remote sensing data

JIN Jiaxin,1,2,7, CAI Yulong1, GUO Xi3, WANG Longhao4, WANG Ying5, LIU Yuanbo6

1. School of Hydrology and Water Resources, Hohai Univertsity, Nanjing 210024, China

2. Key Laboratory of Water Big Data Technology of Ministry of Water Resources, Hohai University, Nanjing 210024, China

3. College of Land Resources and Environment, Jiangxi Agricultural University, Nanchang 330045, China

4. Institute of Geographic Sciences and Natural Resources Research, CAS, Beijing 100101, China

5. School of Tourism and Social Management, Nanjing Xiaozhuang University, Nanjing 211171, China

6. Nanjing Institute of Geography and Limnology, CAS, Nanjing 210008, China

7. National Earth System Science Data Center, National Science and Technology Resource Sharing Service Platform, Beijing 100101, China

收稿日期: 2022-08-23   修回日期: 2023-06-19  

基金资助: 国家重点研发计划(2018YFA0605402)
国家自然科学基金项目(41971374)

Received: 2022-08-23   Revised: 2023-06-19  

Fund supported: National Key R&D Program of China(2018YFA0605402)
National Natural Science Foundation of China(41971374)

作者简介 About authors

金佳鑫(1986-), 男, 河北秦皇岛人, 教授, 博士, 主要从事生态水文遥感方面研究。E-mail: jiaxinking@hhu.edu.cn

摘要

植被蒸腾(Tc)是水循环的重要组成部分。土壤水分(SM)和饱和水汽压差(VPD)是Tc的关键驱动因素,探讨其对Tc的影响有助于加深生态系统对气候变化响应机制的认识。然而有关VPD和SM对Tc变化的相对贡献尚不清楚,主要原因在于SM和VPD通过陆地—大气相互作用强烈耦合,阻碍了SM、VPD对Tc独立影响程度的量化。本文基于气象再分析资料、遥感土壤水分、蒸腾以及土地覆盖数据等多源数据,采用当前较为先进的“分箱解耦法”,分析2003—2018年中国亚热带植被蒸腾主导驱动力。通过对SM和VPD数据相关性解耦发现,研究区Tc随SM增加呈现出先上升后保持稳定的趋势,而随VPD增加Tc变化幅度较小;总体而言,SM对Tc变化的相对贡献更高,约为VPD对Tc相对贡献的5倍;不同植被类型Tc对SM和VPD的敏感性有所差异,尽管4种植被类型Tc对SM的敏感性均大于VPD的敏感性,但4种植被Tc对SM响应的阈值不同,其中森林(常绿阔叶林除外)的阈值最低(约为35%),短木植被的阈值最高(约为55%),表明不同植被生态对策的差异。此外,为验证结论的可信性,本文基于光合与蒸腾的强耦合关系,利用太阳诱导叶绿素荧光(SIF)指征Tc变化,经上述分析得到一致的结果。通过解耦SM-VPD对Tc的定量影响,本文进一步完善了气候变化生态水文效应的认知,为区域水循环模拟优化提供理论依据。

关键词: 植被蒸腾; 土壤水分; 饱和水汽压差; 解耦

Abstract

Transpiration (Tc) is a critical component of the global water cycle. Soil moisture (SM) and vapor pressure deficit (VPD) are key regulators of Tc, and exploring their contributions to changes in Tc can deepen our understanding of the mechanisms of water cycling in terrestrial ecosystems. However, the driving roles of VPD and SM in Tc changes remain debated because of the coupling of SM and VPD through land-atmosphere interactions which restrict the quantification of the independent effects of SM and VPD on Tc. By decoupling the correlations between SM and VPD using a novel binning approach, this study analyzed the dominant drivers of vegetation transpiration in subtropical China from 2003 to 2018 based on multi-source data, including meteorological reanalysis, remotely sensed soil moisture, transpiration, and land cover data. The results show that Tc first increased and then remained stable with an increase in SM across the study area but changed slightly with increasing VPD. Overall, the relative contribution of SM to the change in Tc was approximately five times that of VPD. The sensitivities of Tc to SM and VPD differed among vegetation types. Although the sensitivity of Tc to SM was greater than that of VPD for all four vegetation types, the thresholds of Tc in response to SM were different, with the lowest threshold (approximately 35%) for the other forests and the highest threshold (approximately 55%) for short wood vegetation. We infer that this is associated with the differences in ecological strategies. To verify the reliability of our conclusions, we used solar-induced chlorophyll fluorescence (SIF) data as a proxy for Tc based on the tight coupling between photosynthesis and transpiration. Consistent results were obtained by repeating the analyses. The results of this study, in which the impacts of SM and VPD on Tc were decoupled, are beneficial for further understanding the critical processes involved in water cycling in terrestrial ecosystems in response to climate change.

Keywords: transpiration; soil moisture; vapor pressure deficit; decoupling

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本文引用格式

金佳鑫, 蔡裕龙, 郭熙, 王龙浩, 王颖, 刘元波. 中国亚热带植被蒸腾驱动力解耦分析. 地理学报, 2023, 78(7): 1779-1791 doi:10.11821/dlxb202307016

JIN Jiaxin, CAI Yulong, GUO Xi, WANG Longhao, WANG Ying, LIU Yuanbo. Decoupled driving forces of variabilities of transpiration in Chinese subtropical vegetation based on remote sensing data. Acta Geographica Sinica, 2023, 78(7): 1779-1791 doi:10.11821/dlxb202307016

1 引言

植被蒸腾(Transpiration, Tc)是陆地蒸散发的主要水通量,占陆地蒸散量的80%~90%,蒸腾作用每年将(62000±8000) km3的水再循环到大气中[1-3]。蒸腾作用的主要水源来自土壤水,土壤水分(Soil Moisture, SM)的不足会影响植被的气孔导度,限制生产力甚至威胁植被的生存[4-6]。Tc的另一个主要驱动因子为饱和水汽压差(Vapor Pressure Deficit, VPD),一方面VPD是植物大气需水量的重要驱动因素[7-8],另一方面当VPD增加到一定阈值后,继续增加VPD会导致植被气孔导度降低直至关闭,进而减少Tc[9-10]。因此,VPD也是决定植被蒸腾作用的关键变量[8,11 -12]。在当前气候变暖背景下,全球VPD逐渐增加,而SM目前表现出逐渐减少的趋势[8,13],这可能会限制植被的蒸腾作用,为此厘清SM和VPD对蒸腾作用的影响有助于理解生态系统的水循环气候响应机制。

由于SM和VPD交互机制比较复杂,且时空异质性较高,对Tc相对作用仍存在一定争议[14-15]。当前有关SM和VPD对于蒸腾作用影响的研究主要集中在站点等小尺度上[16-17],比如Song等研究SM和VPD对于江西省亚热带针叶林蒸腾作用的独立影响,结果表明VPD对于植被蒸腾的限制大于SM限制。然而,SM和VPD对蒸腾作用的独立影响在区域和全球尺度探索较少,这阻碍了对生态系统水循环气候变化响应的深入认识[11,18]。近年来在区域和全球尺度上,已开展了大量有关光合作用对SM和VPD相对效应的研究[14-15],考虑到光合与蒸腾的耦合作用[1,19 -20],这对Tc研究具有一定参考价值。Liu等证明是SM控制着全球大多数植被地区生态系统生产,而不是VPD[14]。Lu等认为在全球更多通量站点和更大区域,VPD而非SM主导着生态系统生产效率[21]。Dang等认为在全球植被覆盖区,温度(Temperature, Ta)对生态系统生产力的贡献大于SM,在不同的植被类型中SM和Ta的重要性也不相同[22]

造成SM和VPD对于蒸腾、光合作用影响的争论在于SM和VPD之间的强耦合[14,18,22],因此,分离SM和VPD之间的强耦合,并探究其对Tc的独立影响,对于理解生态系统水循环的气候响应机制至关重要。为探究SM、VPD对生态系统的影响,Liu等提出了“分箱解耦法”成功剥离了SM和VPD之间的相关性,该方法将数据按照SM和VPD百分位依次分箱,每个区间中SM和VPD基本是解耦的,在多因子独立贡献分析中有较好表现[14]。Yu等借助“分箱解耦法”成功揭开了SM和VPD对中亚地区生态系统的相对影响[15],该方法可为明晰VPD和SM对Tc的相对贡献提供有效途径。

近年来,中国南方亚热带地区经历了显著的气候变化,特别是SM下降、VPD增加,对区域Tc造成显著影响[13,23 -24],进而对区域生态环境与社会经济带来潜在威胁。然而,SM、VPD对于Tc的独立贡献尚不清楚,严重限制了区域水循环气候变化响应规律认知与应对策略制定。本文选取中国亚热带区域作为研究区,借助相关性分析法、“分箱解耦法”,探讨VPD和SM变化对Tc的各自影响,进一步研究不同植被类型Tc对VPD和SM变化的响应敏感性差异。本文假设,如果SM在Tc中起主导作用,那么Tc对VPD的变化不是很敏感,高SM会促进Tc;相反,如果VPD在Tc中起主导作用,那么Tc对SM的变化不是很敏感,VPD会促进Tc。

2 研究区概况与数据来源

2.1 研究区概况

本文研究区主要包括云南、贵州、广西、湖南、江西、广东、福建、浙江等亚热带地区省份(图1),位于长江以南,濒临东海与南海(96°45′E~123°57′E, 20°23′N~30°29′N)。地形以平原、丘陵、山地为主,气候以亚热带季风气候为主,高温高湿、雨热同期,年平均温度16~22 ℃,年降雨量800~1600 mm,植被类型主要以亚热带森林为主,该地区等水物种的水分利用策略不同于其他地区的典型响应[25],并且经常受季节性干旱的影响。

图1

图1   研究区及主要植被空间分布

注:基于自然资源部标准地图服务网站GS(2019)1823号标准地图制作,底图边界无修改。

Fig. 1   Spatial distribution of the main vegetation types over the study area


2.2 数据来源

2.2.1 土壤湿度数据

土壤湿度数据选用国家青藏高原数据中心发布的“基于站点观测的中国1 km土壤湿度日尺度数据集”[26]https://doi.org/10.11888/Terre.tpdc.272415)。该数据集是通过机器学习得到,由中国1789个站点的现场测量数据,采用随机森林方法,利用ERA5-Land时间序列、叶面积指数、土地覆盖类型等作为预测因子,预测土壤湿度。相比于ERA5-Land和SAMP-L4产品,SMCI在中国区域精度更高,并且提供10 cm间隔0~100 cm的10层土壤湿度数据[26]。该数据集的空间分辨率为0.1°,时间分辨率为日尺度,时间跨度为2000—2020年,为保证研究的准确性,本文选取10~20 cm、50~60 cm、90~100 cm 3层土壤湿度求平均[14],并将日尺度数据合并为月尺度,用于统计分析。

2.2.2 饱和水汽压差

本文所使用的VPD数据是利用温度、空气比湿、气压数据计算得出[27],气象数据来源于“中国区域高时空分辨率地面气象要素驱动数据集”(https://doi.org/10.3972/westdc.002.2014.db),该数据集是以国际上现有Princeton再分析资料、GLDAS资料、GEWEX-SRB辐射资料,以及TRMM降水资料为背景,融合了中国气象局常规气象观测数据制作而成[28]。本文选用数据的时间跨度为2003—2018年月尺度数据,VPD计算公式如下:

e0=6.108exp17.27TT+237.3
ea=pq62.2
VPD=e0-ea

式中:VPD是饱和水汽压差(hPa);T表示温度(℃);q表示空气比湿(kg kg-1);p表示气压(Pa);e0ea分别为饱和水汽压和实际水汽压(hPa),为了减小辐射的影响,剔除了VPD<5 hPa的区域[14]

2.2.3 蒸腾数据

本文中使用的Tc数据来源于Global Land Evaporation Amsterdam Model(GLEAM)v3.5a产品(https://www.gleam.eu/)。GLEAM产品不仅提供蒸散发总量,还包括Tc等蒸散发分量,广泛应用于全球水循环定量研究[29-30]。该模型利用Priestley和Taylor方程,根据观测到的地表净辐射和气温,计算出潜在Tc[31-32]。对多种蒸散发遥感产品进行比较分析,发现GLEAM蒸腾数据具有较优的估算精度[31,33 -34]。为量化VPD和SM变化对Tc的各自影响,本文数据的时间范围为2003—2018年,时间分辨率为1个月,空间分辨率为0.25°×0.25°,为与其他数据匹配,需对GLEAM Tc原始数据进行降尺度处理。考虑到植被蒸腾与光合作用的强相关性[35-36],本文借助太阳诱导叶绿素荧光(Solar-induced Chlorophyll Fluorescence, SIF)遥感数据,采用线性回归方法对Tc数据降尺度到0.1° [36-39]

2.2.4 植被类型数据

植被类型数据来自国际地圈—生物圈计划(IGBP)分类方案(https://lpdaac.usgs.gov/data/)的MODIS MCD12C1土地覆盖类型产品。该数据是结合Terra和Aqua两颗卫星获得的土地覆盖类型数据集,空间分辨率为0.05°。本文依据Chen等提出的土地覆盖分类整合方案[40],将常绿针叶林、落叶阔叶林、混交林合并为其他森林;多树的草原和草原合并为短木植被;农田和天然植被嵌套合并为农田,并将研究区植被类型像元个数小于10个的植被类型去掉。为了降低土地覆盖类型变化对本文的影响,本文选取了2002年、2010年、2018年3期土地覆盖数据,保留研究时段内土地覆盖类型未发生变化的像元,作为本文的有效植被区域。

2.2.5 SIF数据

荧光是叶绿素在光合作用过程中重新发射的长波辐射,与光合作用密切相关,考虑到光合与蒸腾作用通过叶片气孔紧密耦合,因此荧光可以作为植被蒸腾的理想探针[36,41]。随着日光诱导叶绿素荧光(SIF)遥感的发展,基于地面和遥感SIF观测的实例分析表明,SIF与Tc有很强的相关性,如Maes等利用卫星SIF和能量通量土壤冠层观测(SCOPE)模型研究了SIF和Tc之间的经验联系[36],Lu等根据通量塔测量发现温带森林的SIF与潜热通量密切相关[41]。本文采用的SIF数据来源于GOSIF产品,由中分辨率成像光谱仪(MODIS)遥感数据和气象再分析数据生成[42],由于其具有更高的时空分辨率和全球连续覆盖率,目前已广泛用于SM和VPD对于光合作用的影响研究[15,22]。本文中的GOSIF数据时间跨度为2013—2018年,时间分辨率为月,空间分辨率为0.05°,为了便于研究将数据升尺度至0.1°。本文的GOSIF数据主要有两个作用,一方面利用SIF实现对GLAME Tc数据降尺度,另一方面直接利用SIF来指征Tc,辅助验证本文的结果。

3 研究方法

本文选取Spearman相关性分析,用于研究区内Tc、VPD、SM、SIF数据的相关性分析。Spearman相关分析方法既能描述线性关系,又能描述非线性关系,对数据无需正态假设要求,对异常值的敏感性低,具有广泛应用[43]。由于GLEAM Tc数据空间分辨率较粗,为准确分析中国亚热带区植被蒸腾驱动力,同时为保证数据空间分辨率的一致性,需要对其进行降尺度处理。本文利用GOSIF数据,逐像元建立SIF与GLEAM Tc数据的线性回归方程。基本过程为:首先将GOSIF数据升尺度至0.25°,并与GLEAM Tc数据建立统计关系,最终将回归方程应用于原始高分辨的SIF数据,实现对Tc数据的预测,达到降尺度处理目的。为了排除其他因素的干扰,首先将研究区内温度小于15 ℃,光合通量密度小于500 µmol m-2 s-1数据去除掉[14]。考虑到SM和VPD之间的强耦合性,这使得本文无法通过常规方法量化SM和VPD对于Tc的影响。为此,本文选用Liu等提出的“分箱解耦法”来分离SM与VPD之间的相关性[14],进而量化SM和VPD对于Tc的影响。首先将研究区内的SM和VPD数据,按照数值由小到大进行排列,将排列后的SM和VPD数据按照百分位各分成10个区间(即0~10%、10%~20%、……、90%~100%),对SM和VPD区间取交集,得到10×10个子区间,本文中称之为“箱”(图2)。在每个区间中SM和VPD基本上是解耦的,因此便于各自量化SM和VPD对于Tc的影响。如果箱中的数据个数小于10个,则删除该箱,使用箱中的平均值来量化SM和VPD对于Tc的影响。剥离SM-VPD的耦合性后,用Tc(VPD|SM)来量化VPD对Tc的影响,即△Tc(VPD|SM)表征的是在保持SM不变或变化较小的情况下,随着VPD从最低值到最高值的Tc变化量(mm month-1);同理,用Tc(SM|VPD)来量化SM对于Tc的影响,计算如下[14]

ΔTc(VPD|SM)=1Ii=1IEti,ni,max-Eti,ni,min
ΔTc(SM|VPD)=1Jj=1JEtj,nj,max-Etj,nj,min

式中:△Tc(VPD|SM)为每个SM区间中最高VPD箱和最低VPD箱的Tc之差;I是SM区间的个数;i是SM区间的编号(i=1, 2, …, 10);ni,maxni,min是第i个区间中最大VPD和最小VPD所在箱的编号。△Tc(SM|VPD)为每个VPD区间中的Tc从低SM到高SM的变化;J是VPD区间的个数;j是VPD区间的编号(j=1, 2, …, 10);nj,maxnj,min是第j个VPD区间中最大SM和最小SM所在箱的编号。

图2

图2   “分箱解耦法”概念图

Fig. 2   Conceptual illustration of the decoupling approach by binning


4 结果与分析

4.1 Tc与驱动因子相关性分析

图3展示了各研究变量之间相关性的空间分布,VPD与Tc总体上呈正相关,相关性均值约为0.57,正相关的区域约占91%,负相关的区域约占9%,VPD与Tc相关性在云南地区较低,均值约为0.1(图3a)。SM与Tc总体上呈正相关,相关性均值约为0.3,78%区域表现为正相关,具体而言正相关的区域主要集中在云南、华南等地区,负相关的区域集中在江西、浙江等地(图3b)。SM与VPD总体上呈负相关,相关性均值约为 -0.2,负相关的区域约占79%,显著负相关(P < 0.05)区域约占70%,主要集中在云南、浙江等地(图3c)。总体而言,SM与VPD存在很强的耦合性,在高SM和高VPD地区,SM与Tc的相关性可能是VPD与Tc之间相关性的副产品,或VPD与Tc的相关性可能是SM与Tc之间相关性的副产品。因此,在评估SM和VPD对Tc影响时,SM和VPD之间的相关性常常被忽视。此外,为了验证SIF数据降尺度的可靠性,本文在0.25°尺度上对GOSIF和GLEAM Tc数据进行相关性分析,研究区SIF与Tc整体表现为较强的正相关(图3c),均值约为0.84,表明选用SIF数据进行降尺度是可行的。

图3

图3   2003—2018年中国亚热带地区各因子之间相关性空间分布

Fig. 3   Spatial distribution of correlations between the selected variables in subtropical China from 2003 to 2018


SM和VPD之间的强耦合性(图3c),限制探究SM和VPD对Tc的独立影响。为了分离SM与VPD之间的强耦合性,本文采用“分箱解耦法”剥离SM和VPD之间的强耦合性。如图4所示,解耦前研究区SM和VPD之间的相关性中值为-0.21,按VPD、SM分箱后的中值分别为-0.04、-0.03,这为探究SM和VPD对Tc的独立影响奠定了基础。

图4

图4   2003—2018年中国亚热带区土壤湿度(SM)和饱和水汽压差(VPD)相关性统计

Fig. 4   Box-plots of the correlation coefficients between soil moisture (SM) and vapor pressure deficit (VPD) across the study area in subtropical China from 2003 to 2018


4.2 VPD与SM变化对Tc的相对贡献

图5展示了实现SM和VPD之间的解耦后,研究区Tc随SM和VPD梯度增加的变化,总体上Tc随SM的增加表现出先上升后保持稳定的趋势,在SM小于35%的梯度,Tc随着SM的增加而逐渐增加,当SM大于35%梯度,Tc变化较小(图5a)。然而研究区Tc整体上受VPD的影响较小,在SM小于10%的区间中,Tc随VPD的增加而下降,在SM大于10%的区间中,Tc随VPD的增加呈现出相对上升的趋势(图5b)。这表明,在没有SM-VPD耦合的情况下,研究区高SM促进了Tc,而高VPD对Tc的促进作用不是很显著,换句话说,Tc与VPD相关性主要是SM-VPD耦合的副产品。图6展示了解耦后研究区SM和VPD对Tc、SIF的相对贡献,研究区SM对Tc的月平均相对贡献为23.54 mm,并且SM对Tc的相对贡献都为正贡献,这表明在不同VPD梯度下,SM的增加都对Tc起促进作用,SM相对贡献的最大值为34.21 mm month-1,最小值为17.57 mm month-1图6a)。研究区VPD对Tc的平均相对贡献为4.80 mm month-1,当SM位于0~10%区间,VPD对Tc的相对贡献最小,约为-3.84 mm month-1,SM在90%~100%区间,VPD对Tc相对贡献最大,约为10.49 mm month-1图6a)。为了进一步验证结果的可信性,本文分析了研究区SM和VPD对SIF的相对贡献,研究区SM和VPD对SIF的相对贡献分别为0.13 W m-2 nm-2 sr-1、-0.02 W m-2 nm-2 sr-1,在VPD位于20%~30%的区间,SM对SIF的相对贡献值最小,约为0.09 W m-2 nm-2 sr-1,VPD对SIF的贡献随SM梯度增加而减小,当SM位于80%~90%区间,VPD对SIF的相对贡献值最小(图6b)。总体而言,研究区SM和VPD对Tc的独立影响与SIF较为一致。

图5

图5   SM-VPD解耦条件下Tc随SM、VPD梯度的变化

注:圆点表示每个SM-VPD箱中的Tc平均值,不同颜色表示不同的VPD或SM区间。

Fig. 5   Changes of Tc in the gradients of SM and VPD without SM-VPD coupling


图6

图6   VPD-SM解耦条件下SM与VPD变化对Tc的相对贡献

注:不同颜色表示不同的VPD或SM区间,圆点表示每个区间中的SM或VPD贡献,正方形表示相应的均值。

Fig. 6   Relative contributions of SM and VPD to Tc without SM-VPD coupling across the study area


4.3 不同植被类型Tc对SM和VPD敏感性差异

图7展示了不同植被类型Tc对SM和VPD的响应差异,整体而言4种植被类型的Tc对SM的敏感性大于VPD的敏感性,Tc随SM的增加都表现出上升的趋势,但不同植被类型的Tc对SM响应的阈值(即梯度响应曲线拐点)不同,其他森林的拐点最低约为35%,短木植被的拐点较高约为55%(图7c、7e)。4种植被Tc受VPD的影响都较小,在SM大于20%的区间内,其他森林Tc随VPD的增大而增大(图7d),但常绿阔叶林与农田的Tc随VPD的增加呈波动状态(图7b、7h)。图8展示了不同植被类型的SM和VPD对Tc、SIF的相对贡献,总体上4种植被类型的SM贡献均大于VPD的贡献,常绿阔叶林的SM、VPD对Tc的平均相对贡献分别为19.73 mm month-1、2.90 mm month-1,在SM位于0~40%区间中,VPD对Tc的相对贡献小于0 mm month-1图8a)。其他森林的Tc随着SM所属区间的增加逐渐上升,SM、VPD对其他森林Tc的平均相对贡献分别为22.88 mm month-1、7.70 mm month-1图8c)。农田的SM、VPD对Tc的平均相对贡献分别为16.17 mm month-1、5.07 mm month-1图8g),在相同的SM或VPD条件下,高VPD和高SM会导致农田的Tc下降,当VPD在90%~100%区间中,SM对Tc的相对贡献最小,约为3.91 mm month-1。在不同的植被类型中,SM、VPD对Tc的相对贡献与SIF基本吻(图8b、8d、8f、8h)。不同植被类型Tc对SM和VPD的响应敏感性差异表明,在考虑SM和VPD的独立影响时,应注意区分不同的土地覆盖类型。

图7

图7   SM-VPD解耦条件下不同植被类型Tc随SM、VPD梯度的变化

注:圆点表示每个SM-VPD箱中的Tc平均值,不同颜色表示不同的VPD或SM区间。

Fig. 7   Changes of Tc in the gradients of SM and VPD without SM-VPD coupling for the different vegetation types


图8

图8   VPD-SM解耦条件下不同植被类型SM与VPD变化对Tc的相对贡献

注:不同颜色表示不同的VPD或SM区间,圆点表示每个区间中的SM或VPD贡献,正方形表示相应的均值。

Fig. 8   Relative contributions of SM and VPD to Tc without SM-VPD coupling for the different vegetation types


5 结论与讨论

5.1 讨论

气候变暖背景下,有关VPD和SM对于植被蒸腾变化驱动作用的认识仍有待完善,主要原因在于SM和VPD通过陆地—大气相互作用强烈耦合,限制了SM、VPD对Tc独立影响的量化。“分箱解耦法”目前已被证实可以在全球和区域尺度上很好地将SM和VPD的强耦合性剥离[14-15,44],相比之下相关性分析和多元线性回归等传统方法,对SM与VPD之间的共线性解耦不充分[14],并且研究表明植物蒸腾作用对SM和VPD的响应可能是非线性的[45-46],该方法能够捕捉这种非线性[22,47]。使用该方法后本文的SM与VPD相关性呈现明显的下降(图4),为探究SM、VPD对Tc的独立影响提供了基础。本文分析了SM、VPD对中国亚热带地区植被Tc的独立影响,发现SM对Tc的独立影响大于VPD的独立影响,这支持了Liu、Yu等的结果,强调SM对Tc的重要性[14-15]。中国亚热带地区干旱频发[48],SM年际波动较大,植被蒸腾更容易受SM的影响。然而,最近有关中国亚热带地区SM和VPD对Tc的独立影响表明[17],VPD和SM对Tc的限制分别为90.8%、9.2%,造成这种差别的原因是研究时间尺度不同。因太阳辐射、VPD、温度都会对植被蒸腾造成影响[49-50],为了控制其他因素对研究的干扰,本文将研究区温度小于15 ℃、VPD小于5 hPa、光合通量密度小于500 µmol m-2 s-1像元数据进行了剔除[14],因此本文更多关注的是生长季内(主要是夏季)VPD和SM变化对Tc的相对作用。而Song考虑的范围为全年的VPD和SM季节变化对Tc的作用。考虑到中国亚热带地区VPD与Tc季节格局的相似性,在年内尺度上VPD与Tc的相关性更高,在一定程度上表现为VPD对Tc的主导作用。近年来已有研究表明陆地生态系统水分胁迫存在临界阈值[51-52]。本文结果显示研究区Tc对SM的响应在35%阈值下,其增加对Tc贡献很显著,但在35%阈值上,SM的变化对Tc的影响较小(图5a),这表明植被对SM的响应存在阈值效应。值得注意的是,虽然VPD的阈值响应不明显,但当SM大于10%阈值时,高VPD会促进Tc,相反当SM小于10%阈值,高VPD会抑制Tc的增加(图5b),表明Tc对VPD的响应受SM的调节[53-54]。在其他森林中高VPD并不总是限制Tc(图7d),这可能是由于森林根系发达,在大气干旱情况下依然可以利用深层土壤水[55-56],相比之下农田由于根系较浅,在水分胁迫下更倾向于气孔关闭来减少水分消耗[57]图7h)。在相同SM或VPD条件下,高VPD和高SM对森林等植被的Tc起促进作用,但农田却表现出相反的趋势(图8a、8g),这些差异可能与森林、短木植被和农田生态系统的环境条件、土壤性质和根系系统有关[57]。未来在生态系统水循环模拟的过程中,应适当考虑不同植被类型对SM和VPD的敏感性。此外,近年来已有大量研究表明SIF与Tc密切相关,可以用SIF来指征Tc的变化[37-39]图3d图8展示了用SIF来验证本文分析的可行性与结果的合理性。

尽管本文量化了中国亚热带地区VPD和SM对Tc的相对影响,但仍存在一定的局限性。首先,当前已有研究表明SM和VPD是影响Tc的最主要因素[14-15,17],然而温度、辐射、风速等也会对Tc产生影响,因此本文尝试设置控制条件,比如本文将研究区温度小于15 ℃、VPD小于5 hPa、光合通量密度小于500 µmol m-2 s-1像元数据进行了剔除,尽可能减少其他因素对结果的干扰,但风速、植被生长结构等因素因缺乏数据未做考虑,未来需要对这些因素进行定量的分析。其次,尽管存在季节动态和年际动态等影响因素差异,本文重点关注了植被的平均状态,来表征常规年份植物响应特性,未来本文会关注年际变化和极端事件对Tc驱动力的影响。再次,研究区主要处在亚热带季风气候区,气候类型相对单一,这会造成研究结果的代表性不足,未来应探讨不同气候、以及不同干湿条件下植被Tc对SM、VPD的敏感性。本文为理解湿润地区SM和VPD对Tc的相对作用提供一定的借鉴,未来在气候变化的背景下,SM对该地区Tc的影响可能会进一步增加。

5.2 结论

本文基于多源遥感数据与气候再分析资料,利用“分箱解耦法”探究了VPD和SM对中国亚热带地区Tc变化的独立驱动作用,并进一步结合不同植被类型数据分析了Tc对SM和VPD响应的敏感性差异。结果表明,研究区SM对植被Tc的影响大于VPD对植被Tc的影响,总体而言SM对Tc的相对贡献约为VPD的5倍;不同植被类型对SM、VPD的敏感性不同,4种植被类型对SM的敏感性均大于VPD的敏感性,不同植被类型Tc对SM响应的阈值不同,其中森林(常绿阔叶林除外)的阈值最低。此外,本文基于光合和蒸腾作用的强耦合性,利用SIF遥感数据重复上述分析过程,得到与Tc一致的结果,证明了本文结论的可信性。以上结果表明,未来在考虑区域水循环气候变化响应规律认知与应对策略制定时,应适当考虑SM的作用,并关注不同土地覆盖类型的响应差异。

关联数据信息:本文关联实体数据集已被国家地球系统科学数据中心收录,获取地址: http://www.geodata.cn/data/datadetails.html?dataguid=186398731599357&docid=1260http://www.geodata.cn/data/datadetails.html?dataguid=23671010189700&docid=1259

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Droughts are expected to become more frequent and more intense under climate change. Plant mortality rates and biomass declines in response to drought depend on stomatal and xylem flow regulation. Plants operate on a continuum of xylem and stomatal regulation strategies from very isohydric (strict regulation) to very anisohydric. Coexisting species may display a variety of isohydricity behaviors. As such, it can be difficult to predict how to model the degree of isohydricity at the ecosystem scale by aggregating studies of individual species. This is nonetheless essential for accurate prediction of ecosystem drought resilience. In this study, we define a metric for the degree of isohydricity at the ecosystem scale in analogy with a recent metric introduced at the species level. Using data from the AMSR-E satellite, this metric is evaluated globally based on diurnal variations in microwave vegetation optical depth (VOD), which is directly related to leaf water potential. Areas with low annual mean radiation are found to be more anisohydric. Except for evergreen broadleaf forests in the tropics, which are very isohydric, and croplands, which are very anisohydric, land cover type is a poor predictor of ecosystem isohydricity, in accordance with previous species-scale observations. It is therefore also a poor basis for parameterizing water stress response in land-surface models. For taller ecosystems, canopy height is correlated with higher isohydricity (so that rainforests are mostly isohydric). Highly anisohydric areas show either high or low underlying water use efficiency. In seasonally dry locations, most ecosystems display a more isohydric response (increased stomatal regulation) during the dry season. In several seasonally dry tropical forests, this trend is reversed, as dry-season leaf-out appears to coincide with a shift toward more anisohydric strategies. The metric developed in this study allows for detailed investigations of spatial and temporal variations in plant water behavior.© 2016 John Wiley & Sons Ltd.

Novick K A, Ficklin D L, Stoy P C, et al.

The increasing importance of atmospheric demand for ecosystem water and carbon fluxes

Nature Climate Change, 2016, 6(11): 1023-1027.

DOI:10.1038/nclimate3114      [本文引用: 2]

Grossiord C, Buckley T N, Cernusak L A, et al.

Plant responses to rising vapor pressure deficit

New Phytologist, 2020, 226(6): 1550-1566.

DOI:10.1111/nph.16485      PMID:32064613      [本文引用: 1]

Recent decades have been characterized by increasing temperatures worldwide, resulting in an exponential climb in vapor pressure deficit (VPD). VPD has been identified as an increasingly important driver of plant functioning in terrestrial biomes and has been established as a major contributor in recent drought-induced plant mortality independent of other drivers associated with climate change. Despite this, few studies have isolated the physiological response of plant functioning to high VPD, thus limiting our understanding and ability to predict future impacts on terrestrial ecosystems. An abundance of evidence suggests that stomatal conductance declines under high VPD and transpiration increases in most species up until a given VPD threshold, leading to a cascade of subsequent impacts including reduced photosynthesis and growth, and higher risks of carbon starvation and hydraulic failure. Incorporation of photosynthetic and hydraulic traits in 'next-generation' land-surface models has the greatest potential for improved prediction of VPD responses at the plant- and global-scale, and will yield more mechanistic simulations of plant responses to a changing climate. By providing a fully integrated framework and evaluation of the impacts of high VPD on plant function, improvements in forecasting and long-term projections of climate impacts can be made.© 2020 The Authors. New Phytologist © 2020 New Phytologist Trust.

Deng Y H, Wang S J, Bai X Y, et al.

Variation trend of global soil moisture and its cause analysis

Ecological Indicators, 2020, 110: 105939. DOI: 10.1016/j.ecolind.2019.105939.

URL     [本文引用: 2]

Liu L B, Gudmundsson L, Hauser M, et al.

Soil moisture dominates dryness stress on ecosystem production globally

Nature Communications, 2020, 11(1): 4892. DOI: 10.1038/s41467-020-18631-1.

PMID:32994398      [本文引用: 15]

Dryness stress can limit vegetation growth and is often characterized by low soil moisture (SM) and high atmospheric water demand (vapor pressure deficit, VPD). However, the relative role of SM and VPD in limiting ecosystem production remains debated and is difficult to disentangle, as SM and VPD are coupled through land-atmosphere interactions, hindering the ability to predict ecosystem responses to dryness. Here, we combine satellite observations of solar-induced fluorescence with estimates of SM and VPD and show that SM is the dominant driver of dryness stress on ecosystem production across more than 70% of vegetated land areas with valid data. Moreover, after accounting for SM-VPD coupling, VPD effects on ecosystem production are much smaller across large areas. We also find that SM stress is strongest in semi-arid ecosystems. Our results clarify a longstanding question and open new avenues for improving models to allow a better management of drought risk.

Yu T, Jiapaer G, Bao A M, et al.

Disentangling the relative effects of soil moisture and vapor pressure deficit on photosynthesis in dryland Central Asia

Ecological Indicators, 2022, 137: 108698. DOI: 10.1016/j.ecolind.2022.108698.

URL     [本文引用: 7]

Ray J D, Gesch R W, Sinclair T R, et al.

The effect of vapor pressure deficit on maize transpiration response to a drying soil

Plant and Soil, 2002, 239(1): 113-121.

DOI:10.1023/A:1014947422468      URL     [本文引用: 1]

Song X W, Lyu S D, Wen X F.

Limitation of soil moisture on the response of transpiration to vapor pressure deficit in a subtropical coniferous plantation subjected to seasonal drought

Journal of Hydrology, 2020, 591: 125301. DOI: 10.1016/j.jhydrol.2020.125301.

URL     [本文引用: 3]

Seneviratne S I, Corti T, Davin E L, et al.

Investigating soil moisture-climate interactions in a changing climate: A review

Earth-Science Reviews, 2010, 99(3-4): 125-161.

DOI:10.1016/j.earscirev.2010.02.004      URL     [本文引用: 2]

Beer C, Reichstein M, Ciais P, et al.

Mean annual GPP of Europe derived from its water balance

Geophysical Research Letters, 2007, 34(5): L05401. DOI: 10.1029/2006GL029006.

[本文引用: 1]

Zhang Y Q, Kong D D, Gan R, et al.

Coupled estimation of 500 m and 8-day resolution global evapotranspiration and gross primary production in 2002-2017

Remote Sensing of Environment, 2019, 222: 165-182.

DOI:10.1016/j.rse.2018.12.031      URL     [本文引用: 1]

Lu H B, Qin Z C, Lin S R, et al.

Large influence of atmospheric vapor pressure deficit on ecosystem production efficiency

Nature Communications, 2022, 13(1): 1653. DOI: 10.1038/s41467-020-18631-1.

PMID:35351892      [本文引用: 1]

Dang C Y, Shao Z F, Huang X, et al.

Assessment of the importance of increasing temperature and decreasing soil moisture on global ecosystem productivity using solar-induced chlorophyll fluorescence

Global Change Biology, 2022, 28(6): 2066-2080.

DOI:10.1111/gcb.v28.6      URL     [本文引用: 4]

Denissen J M C, Teuling A J, Pitman A J, et al.

Widespread shift from ecosystem energy to water limitation with climate change

Nature Climate Change, 2022, 12(7): 677-684.

DOI:10.1038/s41558-022-01403-8      [本文引用: 1]

Terrestrial ecosystems are essential for food and water security and CO2 uptake. Ecosystem function is dependent on the availability of soil moisture, yet it is unclear how climate change will alter soil moisture limitation on vegetation. Here we use an ecosystem index that distinguishes energy and water limitations in Earth system model simulations to show a widespread regime shift from energy to water limitation between 1980 and 2100. This shift is found in both space and time. While this is mainly related to a reduction in energy-limited regions associated with increasing incoming shortwave radiation, the largest shift towards water limitation is found in regions where incoming shortwave radiation increases are accompanied by soil moisture decreases. We therefore demonstrate a widespread regime shift in ecosystem function that is stronger than implied by individual trends in incoming shortwave radiation, soil moisture and terrestrial evaporation, with important implications for future ecosystem services.

Wang P, Tong X L, Qiu J X, et al.

Amplification effect of urbanization on atmospheric aridity over China under past global warming

Earth's Future, 2022, 10(5): e2021EF002335. DOI: 10.1029/2021EF002335.

[本文引用: 1]

Jiang P P, Meinzer F C, Wang H M, et al.

Below-ground determinants and ecological implications of shrub species' degree of isohydry in subtropical pine plantations

New Phytologist, 2020, 226(6): 1656-1666.

DOI:10.1111/nph.16502      PMID:32096212      [本文引用: 1]

The degree of plant iso/anisohydry is a popular framework for characterising species-specific drought responses. However, we know little about associations between below-ground and above-ground hydraulic traits as well as the broader ecological implications of this framework. For 24 understory shrub species in seasonally dry subtropical coniferous plantations, we investigated contributions of the degree of isohydry to species' resource economy strategies, abundance, and importance value, and quantified the hydraulic conductance (K ) of above-ground and below-ground organs, magnitude of deep water acquisition (WA ), shallow absorptive root traits (diameter, specific root length, tissue density), and resource-use efficiencies (A, maximum photosynthesis rate; PNUE, photosynthetic nitrogen-use efficiency). The extreme isohydric understory species had lower wood density (a proxy for higher growth rates) because their higher WA and whole-plant K allowed higher A and PNUE, and thus did not necessarily show lower abundance and importance values. Although species' K was coordinated with their water foraging capacity in shallow soil, the more acquisitive deep roots were more crucial than shallow roots in shaping species' extreme isohydric behaviour. Our results provide new insights into the mechanisms through which below-ground hydraulic traits, especially those of deep roots, determine species' degree of isohydry and economic strategies.© 2020 The Authors. New Phytologist © 2020 New Phytologist Trust.

Li Q L, Shi G S, Shangguan W, et al.

A 1 km daily soil moisture dataset over China using in situ measurement and machine learning

Earth System Science Data, 2022, 14(12): 5267-5286.

DOI:10.5194/essd-14-5267-2022      URL     [本文引用: 2]

. High-quality gridded soil moisture products are essential for many Earth system science applications, while the recent reanalysis and\nremote sensing soil moisture data are often available at coarse resolution\nand remote sensing data are only for the surface soil. Here, we present a 1 km resolution long-term dataset of soil moisture derived through machine\nlearning trained by the in situ measurements of 1789 stations over China, named SMCI1.0 (Soil Moisture of China by in situ data, version 1.0). Random forest is used as a robust machine learning approach to predict soil moisture using ERA5-Land time series, leaf area index, land\ncover type, topography and soil properties as predictors. SMCI1.0 provides\n10-layer soil moisture with 10 cm intervals up to 100 cm deep at daily\nresolution over the period 2000–2020. Using in situ soil moisture as the benchmark, two independent experiments were conducted to evaluate the estimation\naccuracy of SMCI1.0: year-to-year (ubRMSE ranges from 0.041 to 0.052 and R ranges from 0.883 to 0.919) and station-to-station experiments (ubRMSE ranges from 0.045 to 0.051 and R ranges from 0.866 to 0.893). SMCI1.0 generally has advantages over other gridded soil moisture products, including ERA5-Land, SMAP-L4, and SoMo.ml. However, the high errors of soil moisture are often located in the North China Monsoon Region. Overall, the highly accurate estimations of both the\nyear-to-year and station-to-station experiments ensure the applicability of\nSMCI1.0 to study the spatial–temporal patterns. As SMCI1.0 is based on in situ data, it can be a useful complement to existing model-based and satellite-based soil moisture datasets for various hydrological,\nmeteorological, and ecological analyses and models. The DOI link for the dataset is http://dx.doi.org/10.11888/Terre.tpdc.272415 (Shangguan et al., 2022).\n

Jin Jiaxin, Xiao Yuanyuan, Jin Junliang, et al.

Spatial-temporal variabilities of the contrasting hydrometeorological extremes and the impacts on vegetation growth over the Yangtze River basin

Advances in Water Science, 2021, 32(6): 867-876.

[本文引用: 1]

[ 金佳鑫, 肖园园, 金君良, .

长江流域极端水文气象事件时空变化特征及其对植被的影响

水科学进展, 2021, 32(6): 867-876.]

[本文引用: 1]

Chen Y Y, Yang K, He J, et al.

Improving land surface temperature modeling for dry land of China

Journal of Geophysical Research: Atmospheres, 2011, 116: D20104. DOI: 10.1029/2011JD015921.

URL     [本文引用: 1]

Miralles D G, De Jeu R A M, Gash J H, et al.

Magnitude and variability of land evaporation and its components at the global scale

Hydrology and Earth System Sciences, 2011, 15(3): 967-981.

DOI:10.5194/hess-15-967-2011      URL     [本文引用: 1]

. A process-based methodology is applied to estimate land-surface evaporation from multi-satellite information. GLEAM (Global Land-surface Evaporation: the Amsterdam Methodology) combines a wide range of remotely-sensed observations to derive daily actual evaporation and its different components. Soil water stress conditions are defined from a root-zone profile of soil moisture and used to estimate transpiration based on a Priestley and Taylor equation. The methodology also derives evaporationfrom bare soil and snow sublimation. Tall vegetation rainfall interception is independently estimated by means of the Gash analytical model. Here, GLEAM is applied daily, at global scale and a quarter degree resolution. Triple collocation is used to calculate the error structure of the evaporation estimates and test the relative merits of two different precipitation inputs. The spatial distribution of evaporation – and its different components – is analysed to understand the relative importance of each component over different ecosystems. Annual land evaporation is estimated as 67.9 × 103 km3, 80% corresponding to transpiration, 11% to interception loss, 7% to bare soil evaporation and 2% snow sublimation. Results show that rainfall interception plays an important role in the partition of precipitation into evaporation and water available for runoff at a continental scale. This study gives insights into the relative importance of precipitation and net radiation in driving evaporation, and how the seasonal influence of these controls varies over different regions. Precipitation is recognised as an important factor driving evaporation, not only in areas that have limited soil water availability, but also in areas of high rainfall interception and low available energy.\n

Miralles D G, Van Den Berg M J, Gash J H, et al.

El Niño-La Niña cycle and recent trends in continental evaporation

Nature Climate Change, 2014, 4(2): 122-126.

DOI:10.1038/nclimate2068      [本文引用: 1]

Martens B, Miralles D G, Lievens H, et al.

GLEAM v3: Satellite-based land evaporation and root-zone soil moisture

Geoscientific Model Development, 2017, 10(5): 1903-1925.

DOI:10.5194/gmd-10-1903-2017      URL     [本文引用: 2]

. The Global Land Evaporation Amsterdam Model (GLEAM) is a set of algorithms dedicated to the estimation of terrestrial evaporation and root-zone soil moisture from satellite data. Ever since its development in 2011, the model has been regularly revised, aiming at the optimal incorporation of new satellite-observed geophysical variables, and improving the representation of physical processes. In this study, the next version of this model (v3) is presented. Key changes relative to the previous version include (1) a revised formulation of the evaporative stress, (2) an optimized drainage algorithm, and (3) a new soil moisture data assimilation system. GLEAM v3 is used to produce three new data sets of terrestrial evaporation and root-zone soil moisture, including a 36-year data set spanning 1980–2015, referred to as v3a (based on satellite-observed soil moisture, vegetation optical depth and snow-water equivalent, reanalysis air temperature and radiation, and a multi-source precipitation product), and two satellite-based data sets. The latter share most of their forcing, except for the vegetation optical depth and soil moisture, which are based on observations from different passive and active C- and L-band microwave sensors (European Space Agency Climate Change Initiative, ESA CCI) for the v3b data set (spanning 2003–2015) and observations from the Soil Moisture and Ocean Salinity (SMOS) satellite in the v3c data set (spanning 2011–2015). Here, these three data sets are described in detail, compared against analogous data sets generated using the previous version of GLEAM (v2), and validated against measurements from 91 eddy-covariance towers and 2325 soil moisture sensors across a broad range of ecosystems. Results indicate that the quality of the v3 soil moisture is consistently better than the one from v2: average correlations against in situ surface soil moisture measurements increase from 0.61 to 0.64 in the case of the v3a data set and the representation of soil moisture in the second layer improves as well, with correlations increasing from 0.47 to 0.53. Similar improvements are observed for the v3b and c data sets. Despite regional differences, the quality of the evaporation fluxes remains overall similar to the one obtained using the previous version of GLEAM, with average correlations against eddy-covariance measurements ranging between 0.78 and 0.81 for the different data sets. These global data sets of terrestrial evaporation and root-zone soil moisture are now openly available at www.GLEAM.eu and may be used for large-scale hydrological applications, climate studies, or research on land–atmosphere feedbacks.\n

Wang Y P, Li R, Min Q L, et al.

A three-source satellite algorithm for retrieving all-sky evapotranspiration rate using combined optical and microwave vegetation index at twenty AsiaFlux sites

Remote Sensing of Environment, 2019, 235: 111463. DOI: 10.1016/j.rse.2019.111463.

URL     [本文引用: 1]

Talsma C J, Good S P, Jimenez C, et al.

Partitioning of evapotranspiration in remote sensing-based models

Agricultural and Forest Meteorology, 2018, 260: 131-143.

[本文引用: 1]

Miralles D G, Jiménez C, Jung M, et al.

The WACMOS-ET project (Part 2): Evaluation of global terrestrial evaporation data sets

Hydrology and Earth System Sciences, 2016, 20(2): 823-842.

DOI:10.5194/hess-20-823-2016      URL     [本文引用: 1]

. The WAter Cycle Multi-mission Observation Strategy – EvapoTranspiration (WACMOS-ET) project aims to advance the development of land evaporation estimates on global and regional scales. Its main objective is the derivation, validation, and intercomparison of a group of existing evaporation retrieval algorithms driven by a common forcing data set. Three commonly used process-based evaporation methodologies are evaluated: the Penman–Monteith algorithm behind the official Moderate Resolution Imaging Spectroradiometer (MODIS) evaporation product (PM-MOD), the Global Land Evaporation Amsterdam Model (GLEAM), and the Priestley–Taylor Jet Propulsion Laboratory model (PT-JPL). The resulting global spatiotemporal variability of evaporation, the closure of regional water budgets, and the discrete estimation of land evaporation components or sources (i.e. transpiration, interception loss, and direct soil evaporation) are investigated using river discharge data, independent global evaporation data sets and results from previous studies. In a companion article (Part 1), Michel et al. (2016) inspect the performance of these three models at local scales using measurements from eddy-covariance towers and include in the assessment the Surface Energy Balance System (SEBS) model. In agreement with Part 1, our results indicate that the Priestley and Taylor products (PT-JPL and GLEAM) perform best overall for most ecosystems and climate regimes. While all three evaporation products adequately represent the expected average geographical patterns and seasonality, there is a tendency in PM-MOD to underestimate the flux in the tropics and subtropics. Overall, results from GLEAM and PT-JPL appear more realistic when compared to surface water balances from 837 globally distributed catchments and to separate evaporation estimates from ERA-Interim and the model tree ensemble (MTE). Nonetheless, all products show large dissimilarities during conditions of water stress and drought and deficiencies in the way evaporation is partitioned into its different components. This observed inter-product variability, even when common forcing is used, suggests that caution is necessary in applying a single data set for large-scale studies in isolation. A general finding that different models perform better under different conditions highlights the potential for considering biome- or climate-specific composites of models. Nevertheless, the generation of a multi-product ensemble, with weighting based on validation analyses and uncertainty assessments, is proposed as the best way forward in our long-term goal to develop a robust observational benchmark data set of continental evaporation.\n

Mohammed G H, Colombo R, Middleton E M, et al.

Remote sensing of solar-induced chlorophyll fluorescence (SIF) in vegetation: 50 years of progress

Remote Sensing of Environment, 2019, 231: 111177. DOI: 10.1016/j.rse.2019.04.030.

URL     [本文引用: 1]

Maes W H, Pagán B R, Martens B, et al.

Sun-induced fluorescence closely linked to ecosystem transpiration as evidenced by satellite data and radiative transfer models

Remote Sensing of Environment, 2020, 249: 112030. DOI: 10.1016/j.rse.2020.112030.

URL     [本文引用: 4]

Feng H Z, Xu T R, Liu L Y, et al.

Modeling transpiration with sun-induced chlorophyll fluorescence observations via carbon-water coupling methods

Remote Sensing, 2021, 13(4): 804. DOI: 10.3390/rs13040804.

URL     [本文引用: 2]

Successfully applied in the carbon research area, sun-induced chlorophyll fluorescence (SIF) has raised the interest of researchers from the water research domain. However, current works focused on the empirical relationship between SIF and plant transpiration (T), while the mechanistic linkage between them has not been fully explored. Two mechanism methods were developed to estimate T via SIF, namely the water-use efficiency (WUE) method and conductance method based on the carbon–water coupling framework. The T estimated by these two methods was compared with T partitioned from eddy covariance instrument measured evapotranspiration at four different sites. Both methods showed good performance at the hourly (R2 = 0.57 for the WUE method and 0.67 for the conductance method) and daily scales (R2 = 0.67 for the WUE method and 0.78 for the conductance method). The developed mechanism methods provide theoretical support and have a great potential basis for deriving ecosystem T by satellite SIF observations.

Shan N, Zhang Y G, Chen J M, et al.

A model for estimating transpiration from remotely sensed solar-induced chlorophyll fluorescence

Remote Sensing of Environment, 2021, 252: 112134. DOI: 10.1016/j.rse.2020.112134.

URL     [本文引用: 2]

Pagán B R, Maes W H, Gentine P, et al.

Exploring the potential of satellite solar-induced fluorescence to constrain global transpiration estimates

Remote Sensing, 2019, 11(4): 413. DOI: 10.3390/rs11040413.

URL     [本文引用: 2]

The opening and closing of plant stomata regulates the global water, carbon and energy cycles. Biophysical feedbacks on climate are highly dependent on transpiration, which is mediated by vegetation phenology and plant responses to stress conditions. Here, we explore the potential of satellite observations of solar-induced chlorophyll fluorescence (SIF)—normalized by photosynthetically-active radiation (PAR)—to diagnose the ratio of transpiration to potential evaporation (‘transpiration efficiency’, τ). This potential is validated at 25 eddy-covariance sites from seven biomes worldwide. The skill of the state-of-the-art land surface models (LSMs) from the eartH2Observe project to estimate τ is also contrasted against eddy-covariance data. Despite its relatively coarse (0.5°) resolution, SIF/PAR estimates, based on data from the Global Ozone Monitoring Experiment 2 (GOME-2) and the Clouds and Earth’s Radiant Energy System (CERES), correlate to the in situ τ significantly (average inter-site correlation of 0.59), with higher correlations during growing seasons (0.64) compared to decaying periods (0.53). In addition, the skill to diagnose the variability of in situ τ demonstrated by all LSMs is on average lower, indicating the potential of SIF data to constrain the formulations of transpiration in global models via, e.g., data assimilation. Overall, SIF/PAR estimates successfully capture the effect of phenological changes and environmental stress on natural ecosystem transpiration, adequately reflecting the timing of this variability without complex parameterizations.

Chen C, Riley W J, Prentice I C, et al.

CO2 fertilization of terrestrial photosynthesis inferred from site to global scales

PNAS, 2022, 119(10): e2115627119. DOI: 10.1073/pnas.2115627119.

[本文引用: 1]

Lu X L, Liu Z Q, An S Q, et al.

Potential of solar-induced chlorophyll fluorescence to estimate transpiration in a temperate forest

Agricultural and Forest Meteorology, 2018, 252: 75-87.

DOI:10.1016/j.agrformet.2018.01.017      URL     [本文引用: 2]

Li X, Xiao J F.

A global 0.05-degree product of solar-induced chlorophyll fluorescence derived from OCO-2, MODIS, and reanalysis data

Remote Sensing, 2019, 11(5): 517. DOI: 10.3390/rs11050517.

URL     [本文引用: 1]

Solar-induced chlorophyll fluorescence (SIF) brings major advancements in measuring terrestrial photosynthesis. Several recent studies have evaluated the potential of SIF retrievals from the Orbiting Carbon Observatory-2 (OCO-2) in estimating gross primary productivity (GPP) based on GPP data from eddy covariance (EC) flux towers. However, the spatially and temporally sparse nature of OCO-2 data makes it challenging to use these data for many applications from the ecosystem to the global scale. Here, we developed a new global ‘OCO-2’ SIF data set (GOSIF) with high spatial and temporal resolutions (i.e., 0.05°, 8-day) over the period 2000–2017 based on a data-driven approach. The predictive SIF model was developed based on discrete OCO-2 SIF soundings, remote sensing data from the Moderate Resolution Imaging Spectroradiometer (MODIS), and meteorological reanalysis data. Our model performed well in estimating SIF (R2 = 0.79, root mean squared error (RMSE) = 0.07 W m−2 μm−1 sr−1). The model was then used to estimate SIF for each 0.05° × 0.05° grid cell and each 8-day interval for the study period. The resulting GOSIF product has reasonable seasonal cycles, and captures the similar seasonality as both the coarse-resolution OCO-2 SIF (1°), directly aggregated from the discrete OCO-2 soundings, and tower-based GPP. Our SIF estimates are highly correlated with GPP from 91 EC flux sites (R2 = 0.73, p &lt; 0.001). They capture the expected spatial and temporal patterns and also have remarkable ability to highlight the crop areas with the highest daily productivity across the globe. Our product also allows us to examine the long-term trends in SIF globally. Compared with the coarse-resolution SIF that was directly aggregated from OCO-2 soundings, GOSIF has finer spatial resolution, globally continuous coverage, and a much longer record. Our GOSIF product is valuable for assessing terrestrial photosynthesis and ecosystem function, and benchmarking terrestrial biosphere and Earth system models.

Jin J X, Guo F S, Sippel S, et al.

Concurrent and lagged effects of spring greening on seasonal carbon gain and water loss across the Northern Hemisphere

International Journal of Biometeorology, 2020, 64(8): 1343-1354.

DOI:10.1007/s00484-020-01913-0      PMID:32303899      [本文引用: 1]

Spring greening has been widely observed across the Northern Hemisphere (NH) using a remotely sensed vegetation index (e.g., the normalized difference vegetation index, NDVI). However, there is still a debate on the ecological effects of spring greening on seasonal carbon and water budgets. This study jointly investigated the concurrent and lagged effects of spring greening on carbon gain (gross primary productivity, GPP) and water loss (evapotranspiration, ET) in the summer-active ecosystems at mid and high latitudes of NH using remote sensing and multimodel ensemble data during 1982-2013. The results showed that the collective promotion of spring greening to concurrent GPP and ET is widespread despite variations in magnitude and significance. Both beneficial and adverse lagged effects of spring greening on summer GPP commonly appear with an obvious spatial heterogeneity and difference among climate-plant types. However, the expected significant suppression of spring greening to summer GPP was rarely observed even in the areas where spring ET was significantly promoted by spring greening. Nevertheless, when drought was taken into account, the response patterns of spring water use to spring greening varied to some extent, and the adverse lagged effect of spring greening to summer GPP appeared or strengthened in some regions, especially during the years with dry summer. Given the predicted warming of the climate and more frequent climatic extremes, the adverse effect of spring greening should be given more attention.

Cheng Y M, Liu L, Cheng L, et al.

A shift in the dominant role of atmospheric vapor pressure deficit and soil moisture on vegetation greening in China

Journal of Hydrology, 2022, 615: 128680. DOI: 10.1016/j.jhydrol.2022.128680.

URL     [本文引用: 1]

Green J K, Seneviratne S I, Berg A M, et al.

Large influence of soil moisture on long-term terrestrial carbon uptake

Nature, 2019, 565(7740): 476-479.

DOI:10.1038/s41586-018-0848-x      [本文引用: 1]

Sage R F, Kubien D S.

The temperature response of C3 and C4 photosynthesis

Plant, Cell & Environment, 2007, 30(9): 1086-1106.

[本文引用: 1]

Fu Z, Ciais P, Prentice I C, et al.

Atmospheric dryness reduces photosynthesis along a large range of soil water deficits

Nature Communications, 2022, 13(1): 989. DOI: 10.1038/s41467-022-28652-7.

PMID:35190562      [本文引用: 1]

Both low soil water content (SWC) and high atmospheric dryness (vapor pressure deficit, VPD) can negatively affect terrestrial gross primary production (GPP). The sensitivity of GPP to soil versus atmospheric dryness is difficult to disentangle, however, because of their covariation. Using global eddy-covariance observations, here we show that a decrease in SWC is not universally associated with GPP reduction. GPP increases in response to decreasing SWC when SWC is high and decreases only when SWC is below a threshold. By contrast, the sensitivity of GPP to an increase of VPD is always negative across the full SWC range. We further find canopy conductance decreases with increasing VPD (irrespective of SWC), and with decreasing SWC on drier soils. Maximum photosynthetic assimilation rate has negative sensitivity to VPD, and a positive sensitivity to decreasing SWC when SWC is high. Earth System Models underestimate the negative effect of VPD and the positive effect of SWC on GPP such that they should underestimate the GPP reduction due to increasing VPD in future climates.© 2022. The Author(s).

Yuan W P, Cai W W, Chen Y, et al.

Severe summer heatwave and drought strongly reduced carbon uptake in Southern China

Scientific Reports, 2016, 6(1): 18813. DOI: 10.1038/srep18813.

[本文引用: 1]

Increasing heatwave and drought events can potentially alter the carbon cycle. Few studies have investigated the impacts of hundred-year return heatwaves and droughts, as those events are rare. In the summer of 2013, southern China experienced its strongest drought and heatwave on record for the past 113 years. We show that the record-breaking heatwave and drought lasted two months (from July to August), significantly reduced the satellite-based vegetation index and gross primary production, substantially altered the regional carbon cycle and produced the largest negative crop yield anomaly since 1960. The event resulted in a net reduction of 101.54 Tg C in carbon sequestration in the region during these two months, which was 39–53% of the annual net carbon sink of China’s terrestrial ecosystems (190–260 Tg C yr−1). Moreover, model experiments showed that heatwaves and droughts consistently decreased ecosystem vegetation primary production but had opposite impacts on ecosystem respiration (TER), with increased TER by 6.78 ± 2.15% and decreased TER by 15.34 ± 3.57% assuming only changed temperature and precipitation, respectively. In light of increasing frequency and severity of future heatwaves and droughts, our study highlights the importance of accounting for the impacts of heatwaves and droughts in assessing the carbon sequestration in terrestrial ecosystems.

Granier A, Loustau D, Bréda N.

A generic model of forest canopy conductance dependent on climate, soil water availability and leaf area index

Annals of Forest Science, 2000, 57(8): 755-765.

DOI:10.1051/forest:2000158      URL     [本文引用: 1]

Bai Y, Zhu G F, Su Y H, et al.

Hysteresis loops between canopy conductance of grapevines and meteorological variables in an oasis ecosystem

Agricultural and Forest Meteorology, 2015, 214: 319-327.

[本文引用: 1]

Fu Z, Ciais P, Makowski D, et al.

Uncovering the critical soil moisture thresholds of plant water stress for European ecosystems

Global Change Biology, 2022, 28(6): 2111-2123.

DOI:10.1111/gcb.v28.6      URL     [本文引用: 1]

Fu Z, Ciais P, Feldman A F, et al.

Critical soil moisture thresholds of plant water stress in terrestrial ecosystems

Science Advances, 2022, 8(44): eabq7827. DOI: 10.1126/sciadv.abq7827.

URL     [本文引用: 1]

\n Plant water stress occurs at the point when soil moisture (SM) limits transpiration, defining a critical SM threshold (θ\n crit\n ). Knowledge of the spatial distribution of θ\n crit\n is crucial for future projections of climate and water resources. Here, we use global eddy covariance observations to quantify θ\n crit\n and evaporative fraction (EF) regimes. Three canonical variables describe how EF is controlled by SM: the maximum EF (EF\n max\n ), θ\n crit\n, and slope (S) between EF and SM. We find systematic differences of these three variables across biomes. Variation in θ\n crit\n, S, and EF\n max\n is mostly explained by soil texture, vapor pressure deficit, and precipitation, respectively, as well as vegetation structure. Dryland ecosystems tend to operate at low θ\n crit\n and show adaptation to water deficits. The negative relationship between θ\n crit\n and S indicates that dryland ecosystems minimize θ\n crit\n through mechanisms of sustained SM extraction and transport by xylem. Our results further suggest an optimal adaptation of local EF-SM response that maximizes growing-season evapotranspiration and photosynthesis.\n

Zhang J W, Guan K Y, Peng B, et al.

Sustainable irrigation based on co-regulation of soil water supply and atmospheric evaporative demand

Nature Communications, 2021, 12(1): 5549. DOI: 10.1038/s41467-021-25254-7.

PMID:34545076      [本文引用: 1]

Irrigation is an important adaptation to reduce crop yield loss due to water stress from both soil water deficit (low soil moisture) and atmospheric aridity (high vapor pressure deficit, VPD). Traditionally, irrigation has primarily focused on soil water deficit. Observational evidence demonstrates that stomatal conductance is co-regulated by soil moisture and VPD from water supply and demand aspects. Here we use a validated hydraulically-driven ecosystem model to reproduce the co-regulation pattern. Specifically, we propose a plant-centric irrigation scheme considering water supply-demand dynamics (SDD), and compare it with soil-moisture-based irrigation scheme (management allowable depletion, MAD) for continuous maize cropping systems in Nebraska, United States. We find that, under current climate conditions, the plant-centric SDD irrigation scheme combining soil moisture and VPD, could significantly reduce irrigation water use (-24.0%) while maintaining crop yields, and increase economic profits (+11.2%) and irrigation water productivity (+25.2%) compared with MAD, thus SDD could significantly improve water sustainability.© 2021. The Author(s).

Liu X S, Biondi F.

Transpiration drivers of high-elevation five-needle pines (Pinus longaeva and Pinus flexilis) in sky-island ecosystems of the North American Great Basin

Science of the Total Environment, 2020, 739: 139861. DOI: 10.1016/j.scitotenv.2020.139861.

URL     [本文引用: 1]

McDowell N, Pockman W T, Allen C D, et al.

Mechanisms of plant survival and mortality during drought: Why do some plants survive while others succumb to drought

New Phytologist, 2008, 178(4): 719-739.

DOI:10.1111/j.1469-8137.2008.02436.x      PMID:18422905      [本文引用: 1]

Severe droughts have been associated with regional-scale forest mortality worldwide. Climate change is expected to exacerbate regional mortality events; however, prediction remains difficult because the physiological mechanisms underlying drought survival and mortality are poorly understood. We developed a hydraulically based theory considering carbon balance and insect resistance that allowed development and examination of hypotheses regarding survival and mortality. Multiple mechanisms may cause mortality during drought. A common mechanism for plants with isohydric regulation of water status results from avoidance of drought-induced hydraulic failure via stomatal closure, resulting in carbon starvation and a cascade of downstream effects such as reduced resistance to biotic agents. Mortality by hydraulic failure per se may occur for isohydric seedlings or trees near their maximum height. Although anisohydric plants are relatively drought-tolerant, they are predisposed to hydraulic failure because they operate with narrower hydraulic safety margins during drought. Elevated temperatures should exacerbate carbon starvation and hydraulic failure. Biotic agents may amplify and be amplified by drought-induced plant stress. Wet multidecadal climate oscillations may increase plant susceptibility to drought-induced mortality by stimulating shifts in hydraulic architecture, effectively predisposing plants to water stress. Climate warming and increased frequency of extreme events will probably cause increased regional mortality episodes. Isohydric and anisohydric water potential regulation may partition species between survival and mortality, and, as such, incorporating this hydraulic framework may be effective for modeling plant survival and mortality under future climate conditions.

Zhang Y, Parazoo N C, Williams A P, et al.

Large and projected strengthening moisture limitation on end-of-season photosynthesis

PNAS, 2020, 117(17): 9216-9222.

DOI:10.1073/pnas.1914436117      PMID:32284402      [本文引用: 1]

Terrestrial photosynthesis is regulated by plant phenology and environmental conditions, both of which experienced substantial changes in recent decades. Unlike early-season photosynthesis, which is mostly driven by temperature or wet-season onset, late-season photosynthesis can be limited by several factors and the underlying mechanisms are less understood. Here, we analyze the temperature and water limitations on the ending date of photosynthesis (EOP), using data from both remote-sensing and flux tower-based measurements. We find a contrasting spatial pattern of temperature and water limitations on EOP. The threshold separating these is determined by the balance between energy availability and soil water supply. This coordinated temperature and moisture regulation can be explained by "law of minimum," i.e., as temperature limitation diminishes, higher soil water is needed to support increased vegetation activity, especially during the late growing season. Models project future warming and drying, especially during late season, both of which should further expand the water-limited regions, causing large variations and potential decreases in photosynthesis.

Chen N, Song C C, Xu X F, et al.

Divergent impacts of atmospheric water demand on gross primary productivity in three typical ecosystems in China

Agricultural and Forest Meteorology, 2021, 307: 108527. DOI: 10.1016/j.agrformet.2021.108527.

URL     [本文引用: 2]

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