基于水文模型的蒸散发数据同化研究进展

doi:10.11821/dlxb201505011

Abstract

Abstract:

This paper provided a comprehensive review of evapotranspiration data assimilation based on hydrological model. The difficulty and bottleneck for ET was elaborated to construct data assimilation relationship as a non-state variable, with a discussion and analysis about the feasibility of various hydrological models to assimilate ET. Based on this, a new evapotranspiration assimilation scheme was proposed. The scheme presented developed an improved data assimilation system that use distributed time-variant gain model (DTVGM) which contains evapotranspiration-soil humidity nonlinear time response relationship. Moreover, the evapotranspiration mechanism in DTVGM was improved to perfect the ET data assimilation system.

Key words: evapotranspiration, data assimilation, hydrological model, non-state variable

Chesheng ZHAN, Qingqing DONG, Wen YE, Huixiao WANG, Feiyu WANG. A review on evapotranspiration data assimilation based on hydrological models[J].Acta Geographica Sinica, 2015, 70(5): 809-818.

Figures/Tables 2

Tab. 1

The feasibility comparison of different hydrological models for evapotranspiration assimilation

水文模型	ET_a计算方法	构建ET_a同化的可行性	参考文献
SWAT	由冠层截留、植物蒸腾与土壤水分蒸发计算组成,属折算法	ET_a = ET_water+ f(sd,wc) + f(ET_P,LAI) , ET_a包括水面蒸发、裸地蒸发和植被蒸腾,无时间递推条件,不适合构建显式同化关系	[30]、[31]
VIC	由植被冠层截留、植被蒸腾和裸土蒸发组成,属汇总法	ET_a = E_c+ ET_veg +ET_{soil ,} ET_a由不同的植被类型决定,通过叶面积指数、植被阻抗和植被根系在土壤中的比例计算。无ET_a时间递推关系,不适合构建蒸散发的显式同化关系	[32]、[33]
SHE	利用Penman-Monteith公式计算,属汇总法	$E a = R n Δ + ρ c ρ δ e r a / λ Δ + γ 1 + r c r a$ ET_a由气候条件、冠层含水量及土壤含水量等决定,无ET_a的时间递推条件,不适合构建显式同化关系	[34]、[31]
VIP	基于Penman-Monteith公式的冠层和地表双源能量平衡模拟,属汇总法	ET_a = E_c + E_s,ET_a由冠层蒸腾和地表蒸发计算,由净辐射、冠层阻力、饱和水汽压差等决定,无ET_a时间递推条件,不适合构建蒸散发的显式同化关系	[35]、[36]、[37]
MIKE SHE	Penman-Monteith和Kristensen-Jensen方法,属汇总法	ET_a= E_c + E_soil+ E_water+ E_veg,ET_a由截留蒸发、土壤与水面蒸发和植被蒸腾计算,没有ET_a时间递推条件,不适合构建蒸散发的显式同化关系	[31]、[38]、[39]、[40]
TOPMODEL	根据蒸发能力E_P计算,属折算法	$E a, i = E p 1 - S rz, i S max, i$ ET_a与植被根系区缺水量和最大蓄水容量、蒸发能力有关,无ET_a时间递推条件,不适合构建蒸散发的显式同化关系	[31]、[41]、[42]、[43]
IHDM	根据土壤水势梯度求解(the EVAP routine),属折算法	$E a / E p = f ψ w, ψ s$ ,ET_a与凋萎点、缺氧点毛管势、气温和太阳辐射等有关,无ET_a时间递推条件,不适合构建蒸散发的显式同化关系	[44]、[45]、[46]
新安江	蒸散发三层计算模式,属折算法	$EU = K × EM, EL = K × EM - EU × WL LM ED = C × K × EM - EU, E T a = EU + EL + ED$ ET_a主要与气候和下垫面条件,流域上、下层蓄水容量以及深根植物覆盖面积等相关,无ET_a递推计算条件,不适合构建蒸散发的显式同化关系	[47]、[48]
HIMS	采用概念性模型,与土壤蓄水量和潜在蒸发有关,属折算法	$E T a t = E T p t ? 1 - 1 - W s t W sm ε$ ET_a的计算与土壤蓄水量、太阳辐射、汽化潜热和气温有关,无ET_a时间递推条件,不适合构建蒸散发的显式同化关系	[10]、[49]
DTVGM	考虑土壤湿度的改进Bagrov模型,属折算法	$A W t + 1 = P t - R S t - ET a t + 1 - K r 2 ? A W t / 1 + K r 2 ET a t + 1 = ET p t + 1 A W t + 1 WM (P t + 1 + A W t + 1 > W min) (P t + 1 + A W t + 1) ? KAW (P t + 1 + A W t + 1 ≤ W min)$ 建立了ET_a与降水、土湿和潜在蒸散发的平衡关系,可以通过土湿间接构建显式同化关系	[50]

Tab. 1

Fig. 1

References 60

[1]	Priestley C H B, Taylor R J. On the assessment of surface heat flux and evaporation using large-scale parameters. Monthly Weather Review, 1972, 100(2): 81-92.
[2]	Rosenberg N J.Microclimate: The Biological Environment. New York: John Wiley & Sons, 1983.
[3]	Kustas W P, Norman J M.Use of remote sensing for evapotranspiration monitoring over land surfaces. Hydrological Sciences Journal, 1996, 41(4): 495-516.
[4]	Vinukollu R K, Wood E F, Ferguson C R, et al.Global estimates of evapotranspiration for climate studies using multi-sensor remote sensing data. Remote Sensing of Environment, 2011, 115(3): 801-823.
[5]	Liu Sanchao, Zhang Wanchang, Gao Maofang, et al.Simulation of land surface evapotranspiration using distributed hydrological model, remote sensing and GIS technology. Scientia Geographica Sinica, 2007, 27(3): 354-358.
	[刘三超, 张万昌, 高懋芳, 等. 分布式水文模型结合遥感研究地表蒸散发. 地理科学, 2007, 27(3): 354-358.]
[6]	Renard B, Kavetski D, Kuczera G, et al.Understanding predictive uncertainty in hydrologic modeling: The challenge of identifying input and structural errors. Water Resources Research, 2010, 46(5): W05521.
[7]	Li Z, Tang R, Wan Z, et al.A review of current methodologies for regional evapotranspiration estimation from remotely sensed data. Sensors, 2009, 9(5): 3801-3853.
[8]	Liang Shunlin, Li Xin, Xie Xianhong, et al.Land Surface Observations, Modeling and Data Assimilation. Beijing: Higher Education Press, 2013.
	[梁顺林, 李新, 谢先红, 等. 陆面观测、模拟与数据同化. 北京: 高等教育出版社, 2013.]
[9]	Conradt T, Wechsung F, Bronstert A.Three perceptions of the evapotranspiration landscape: Comparing spatial patterns from a distributed hydrological model, remotely sensed surface temperatures, and sub-basin water balances. Hydrology and Earth System Sciences Discussions, 2013, 10(1): 1127-1183.
[10]	Liu Changming, Zheng Hongxing, Wang Zhonggen, et al.Distributed Simulation of Water Cycle. Zhengzhou: Yellow River Conservancy Press, 2006.
	[刘昌明, 郑红星, 王中根, 等. 流域水循环分布式模拟. 郑州: 黄河水利出版社, 2006.]
[11]	Song Xiaomeng, Zhan Chesheng, Kong Fanzhe, et al.A review on uncertainty analysis of large-scale hydrological cycle modeling system. Acta Geographica Sinica, 2011, 66(3): 396-406.
	[宋晓猛, 占车生, 孔凡哲, 等. 大尺度水循环模拟系统不确定性研究进展. 地理学报, 2011, 66(3): 396-406.]
[12]	Tang H, Li Z L.Estimation and validation of evapotranspiration from thermal infrared remote sensing data//Quantitative Remote Sensing in Thermal Infrared. Springer Berlin Heidelberg, 2014: 145-201.
[13]	Pan M, Wood E F, Wójcik R, et al.Estimation of regional terrestrial water cycle using multi-sensor remote sensing observations and data assimilation. Remote Sensing of Environment, 2008, 112(4): 1282-1294.
[14]	Qin C, Jia Y, Su Z, et al.Integrating remote sensing information into a distributed hydrological model for improving water budget predictions in large-scale basins through data assimilation. Sensors, 2008, 8(7): 4441-4465.
[15]	Xie X, Zhang D.Data assimilation for distributed hydrological catchment modeling via ensemble Kalman filter. Advances in Water Resources, 2010, 33(6): 678-690.
[16]	Xu X, Li J, Tolson B A.Progress in integrating remote sensing data and hydrologic modeling. Progress in Physical Geography, 2014, doi: 10.1177/0309133314536583.
[17]	Spies R R, Franz K J, Hogue T S, et al.Distributed hydrologic modeling using satellite-derived potential evapotranspiration. Journal of Hydrometeorology, 2014, 16(1): 129-146.
[18]	Li Xin, Huang Chunlin, Che Tao, et al.Progress and prospect of research on land data assimilation system in China. Progress in Natural Science, 2007, 17(2): 163-173.
	[李新, 黄春林, 车涛, 等. 中国陆面数据同化系统研究的进展与前瞻. 自然科学进展, 2007, 17(2): 163-173.]
[19]	Moradkhani H.Hydrologic remote sensing and land surface data assimilation. Sensors, 2008, 8(5): 2986-3004.
[20]	Chen H, Yang D, Hong Y, et al.Hydrological data assimilation with the Ensemble Square-Root-Filter. Advances in Water Resources, 2013, 59: 209-220.
[21]	Schuurmans M, Troch A, Veldhuizen A, et al.Assimilation of remotely sensed latent heat flux in a distributed hydrological model. Advances in Water Resources 2003, 26(2): 151-159.
[22]	Pipunic C, Walker P, Western A.Assimilation of remotely sensed data for improved latent and sensible heat flux prediction: A comparative synthetic study. Remote Sensing of Environment, 2008, 112(4): 1295-1305.
[23]	Irmak A, Kamble B.Evapotranspiration data assimilation with genetic algorithms and SWAP model for on-demand irrigation. Irrigation Science, 2009, 28(1): 101-112.
[24]	Dumedah G, Coulibaly P.Evolutionary assimilation of streamflow in distributed hydrologic modeling using in-situ soil moisture data. Advances in Water Resources, 2013, 53: 231-241.
[25]	Lei F, Huang C.Improving the estimation of hydrological states in the SWAT model via the ensemble Kalman smoother: Synthetic experiments for the Heihe River Basin in northwest China. Advances in Water Resources, 2014, 67: 32-45.
[26]	Trudel M, Leconte R.Analysis of the hydrological response of a distributed physically-based model using post-assimilation (EnKF) diagnostics of streamflow and in situ soil moisture observations. Journal of Hydrology, 2014, 514: 192-201.
[27]	Immerzeel W, Droogers P.Calibration of a distributed hydrological model based on satellite evapotranspiration. Journal of Hydrology, 2008, 349(3/4): 411-424.
[28]	Xu Zongxue, Cheng Lei.Progress on studies and applications of the distributed hydrological models. Journal of Hydraulic Engineering, 2010, 1(3): 5-6.
	[徐宗学, 程磊. 分布式水文模型研究与应用进展. 水利学报, 2010, 1(3): 5-6.]
[29]	Zhao Lingling, Xia Jun, Xu Chongyu, et al.A review of evapotranspiration estimation methods in hydrological models. Acta Geographica Sinica, 2013, 68(1): 127-136.
	[赵玲玲, 夏军, 许崇育, 等. 水文循环模拟中蒸散发估算方法综述. 地理学报, 2013, 68(1): 127-136.]
[30]	Arnold J G, Williams J R, Srinivasan R, et al.Large area hydrologic modeling and assessment Part I: Model development. Journal of the American Water Resources Association, 1998, 34(1): 73-89.
[31]	Xu Zongxue, et al.Hydrological Model. Beijing: Science Press, 2008.
	[徐宗学, 等. 水文模型. 北京:科学出版社, 2009.]
[32]	Liang X, Lettenmaier D P, Wood E F.A simple hydrologically based model of land surface water and energy fluxes for general circulation models. Journal of Geophysical Research: Atmospheres (1984-2012), 1994, 99(D7): 14415-14428.
[33]	Yu Z, Deng J, Liu C.Application of VIC model to hydrological response caused by urbanization in Dongjiang basin. Journal of Water Resources Research, 2014, 3(1): 78-83.
	[余增鑫, 邓家泉, 刘诚. VIC 模型在东江流域城市化水文响应研究中的应用. 水资源研究, 2014, 3(1): 78-83]
[34]	Freeze R A, Harlan R L.Blueprint for a physically-based, digitally-simulated hydrologic response model. Journal of Hydrology, 1969, 9(3): 237-258.
[35]	Wang Yongfen, Mo Xingguo.Simulation seasonal and interannual variations of ecosystem evapotranspiration and its components in Inner Mongolia steppe with VIP model. Journal of Plant Ecology, 2008, 32(5): 1052-1060.
	[王永芬, 莫兴国. 基于VIP 模型对内蒙古草原蒸散季节和年际变化的模拟. 植物生态学报, 2008, 32(5): 1052-1060.]
[36]	Mo X, Liu S.Simulating evapotranspiration and photosynthesis of winter wheat over the growing season. Agricultural and Forest Meteorology, 2001, 109(3): 203-222.
[37]	Wang Kun, Mo Xingguo, Lin Zhonghui, et al.Improvement and validation of vegetation interface process model. Chinese Journal of Ecology, 2010, 29(2): 387-394.
	[王昆, 莫兴国, 林忠辉, 等. 植被界面过程(VIP)模型的改进与验证. 生态学杂志, 2010, 29(2): 387-394.]
[38]	Refshaard J C, Storm B, Singh V P. MIKE SHE. Computer Models of Watershed Hydrology, 1995: 809-846.
[39]	Vázquez R F.Effect of potential evapotranspiration estimates on effective parameters and performance of the MIKE SHE-code applied to a medium-size catchment. Journal of Hydrology, 2003, 270(3): 309-327.
[40]	Huang Yue, Chen Xi, Bao Anming, et al.Distributed hydrological modeling in Kaidu Basin: MIKE-SHE model calibration and uncertainty estimation. Journal of Glaciology and Geocryology, 2010, 32(3): 567-572.
	[黄粤, 陈曦, 包安明, 等. 开都河流域山区径流模拟及降雨输入的不确定性分析. 冰川冻土, 2010, 32(3): 567-572.]
[41]	Beven K J, Kirkby M J.A physically based, variable contributing area model of basin hydrology/Un modèle à base physique de zone d'appel variable de l'hydrologie du bassin versant. Hydrological Sciences Journal, 1979, 24(1): 43-69.
[42]	Li Zhijia, Zhang Ke, Yao Cheng.Comparison of distributed geological models based on GIS technology and DEM. Journal of Hydraulic Engineering, 2006, 37(8): 1022-1028.
	[李致家, 张珂, 姚成. 基于GIS的DEM 和分布式水文模型的应用比较. 水利学报, 2006, 37(8): 1022-1028.]
[43]	Beven K J, Kirkby M J, Schofield N, et al.Testing a physically based flood-forecasting model (TOPMODEL) for three UK catchments. Journal of Hydrology, 1984, 69(1-4): 119-143.
[44]	Beven K, Calver A, Morris E M.The Institute of Hydrology distributed model. UK: Institute of Hydrology. Report No.98, 1987: 1-33.
[45]	Feddes R A, Kowalik P, Kolinska-Malinka K, et al.Simulation of field water uptake by plants using a soil water dependent root extraction function. Journal of Hydrology, 1976, 31(1): 13-26.
[46]	Feddes R A, Kowallk P, Neuman S P, et al.Finite difference and finite element simulation of field water uptake by plants. Hydrological Sciences Journal, 1976, 21(1): 81-98.
[47]	Hao Zhenchun, Li Li, Wang Jiahu, et al.Theory and Method of Distributed Hydrological Model. Beijing: Science Press, 2010.
	[郝振纯, 李丽, 王加虎, 等. 分布式水文模型理论与方法. 北京: 科学出版社, 2010.]
[48]	Cao Lijuan, Liu Jingmiao, Ren Liliang.Improving on the evapotranspiration calculation of Xinanjinag model. Hydrology, 2005, 25(3): 5-9, 19.
	[曹丽娟, 刘晶淼, 任立良. 对新安江模型蒸散发计算的改进. 水文, 2005, 25(3): 5-9, 19.]
[49]	Wu Mengying, Wang Zhonggen, Dang Suzhen.Simulation and analysis of runoff in the upper reaches of the Heihe River basin. Resources Science, 2012, 34(10): 1913-1921.
	[吴梦莹, 王中根, 党素珍. 基于HIMS 的黑河上游山区径流模拟分析. 资源科学, 2012, 34(10): 1913-1921.]
[50]	Xia Jun, Wang Gangsheng, Lv Aifeng.A research on distributed time variant gain modeling. Acta Geographica Sinica, 2003, 58(5): 789-796.
	[夏军, 王纲胜, 吕爱峰. 分布式时变增益流域水循环模拟. 地理学报, 2003, 58(5): 789-796.]
[51]	Xia J, O'Connor K M, Kachroo R K, et al. A non-linear perturbation model considering catchment wetness and its application in river flow forecasting. Journal of Hydrology, 1997, 200(1): 164-178.
[52]	Xia Jun.Theory and Method of Hydrologic Nonlinear. Wuhan: Wuhan University Press, 2002.
	[夏军. 水文非线性理论与方法. 武汉: 武汉大学出版社, 2002.]
[53]	Xia Jun, Wang Gangsheng, Tan Ge, et al.Hydrology nonlinear systems and distributed time-variant gain model. Science in China (Series D), 2004, 34(11): 1062-1071.
	[夏军, 王纲胜, 谈戈, 等. 水文非线性系统与分布式时变增益模型. 中国科学(D 辑), 2004, 34(11): 1062-1071.]
[54]	Li L, Xia J, Xu C, et al.Evaluation of the subjective factors of the GLUE method and comparison with the formal Bayesian method in uncertainty assessment of hydrological models. Journal of Hydrology, 2010, 390(3): 210-221.
[55]	Xia Jun, Ye Aizhong, Wang Gangsheng.A distributed time-variant gain model applied to Yellow River (I): Model theories and structures. Engineering Journal of Wuhan University, 2005, 38(6): 10-15.
	[夏军, 叶爱中, 王纲胜. 黄河流域时变增益分布式水文模型(I)-模型的原理与结构. 武汉大学学报(工学版), 2005, 38(6): 10-15.]
[56]	Zhao Lingling.The evapotranspiration estimation methods study in hydrological cycle simulation [D]. Beijing: University of Chinese Academy of Sciences, 2013.
	[赵玲玲. 流域水文循环模拟的蒸散发估算方法研究[D]. 北京: 中国科学院大学, 2013.]
[57]	Andersen J, Dybkjaer G, Jensen K H, et al.Use of remotely sensed precipitation and leaf area index in a distributed hydrological model. Journal of Hydrology, 2002, 264(1): 34-50.
[58]	Evensen G.The ensemble Kalman filter: Theoretical formulation and practical implementation. Ocean Dynamics, 2003, 53(4): 343-367.
[59]	Yin Jian, Zhan Chesheng, Gu Hongliang, et al.A case study of evapotranspiration data assimilation based on hydrological model. Advances in Earth Science, 2014, 29(9):1075-1084.
	[尹剑, 占车生, 顾洪亮, 等. 基于水文模型的蒸散发数据同化实验研究. 地球科学进展, 2014, 29(9): 1075-1084.]
[60]	Zhang Ronghua, Du Junping, Sun Rui.Review of estimation and validation of regional evapotranspiration based on remote sensing. Advances in Earth Science, 2012, 27(12):1295-1307.
	[张荣华, 杜君平, 孙睿. 区域蒸散发遥感估算方法及验证综述. 地球科学进展, 2012, 27(12): 1295-1307.]

A review on evapotranspiration data assimilation based on hydrological models

RichHTML

PDF (PC)

Like

Knowledge

Cited

Abstract

Cite this article

share this article

Figures/Tables 2

References 60

Related Articles 15

Metrics

Comments

[1]	ZHOU Chenghu, YU Jingjie. Review and prospects of hydrographic research in China [J]. Acta Geographica Sinica, 2023, 78(7): 1659-1665.
[2]	TANG Qiuhong, XU Ximeng, HE Li, PENG Shouzhang, HU Yawei, JIN Xiaohui, FAN Yumiao, GAFFNEY Paul Patrick Joseph, ZHU Xinrong, DENG Haoxin, YANG Lin, WANG Zhihui. Development of an eco-hydrological model for flood and drought risk assessment under a changing environment in the middle reaches of the Yellow River [J]. Acta Geographica Sinica, 2023, 78(7): 1666-1676.
[3]	ZHANG Yongqiang, HUANG Qi, LIU Changming, YANG Yonghui. Potential of using remote sensing product to calibrate hydrological models [J]. Acta Geographica Sinica, 2023, 78(7): 1677-1690.
[4]	YANG Shengtian, YU Jingshan, LOU Hezhen, SUN Wenchao, ZHAO Changsen, WANG Xuelei, SONG Wenlong, CAI Mingyong, DAI Yunmeng. Review of the remote sensing hydrological model [J]. Acta Geographica Sinica, 2023, 78(7): 1691-1702.
[5]	BAI Peng, CAI Changxin. Attribution analysis of changes in terrestrial evapotranspiration in China during 1982-2019 [J]. Acta Geographica Sinica, 2023, 78(11): 2750-2762.
[6]	MO Xingguo, LIU Suxia, HU Shi. Co-evolution of climate-vegetation-hydrology and its mechanisms in the source region of Yellow River [J]. Acta Geographica Sinica, 2022, 77(7): 1730-1744.
[7]	AMANTAI Nigenare, DING Jianli, GE Xiangyu, BAO Qingling. Variation characteristics of actual evapotranspiration and meteorological elements in the Ebinur Lake basinfrom 1960 to 2017 [J]. Acta Geographica Sinica, 2021, 76(5): 1177-1192.
[8]	ZHANG Yongqiang, KONG Dongdong, ZHANG Xuanze, TIAN Jing, LI Congcong. Impacts of vegetation changes on global evapotranspiration in the period 2003-2017 [J]. Acta Geographica Sinica, 2021, 76(3): 584-594.
[9]	YUAN Yu, FANG Guohua, LU Chengxuan, YAN Min. Flood risk assessment under the background of urbanization based on landscape ecology [J]. Acta Geographica Sinica, 2020, 75(9): 1921-1933.
[10]	WEN Qingzhi, SUN Peng, ZHANG Qiang, YAO Rui. A multi-scalar drought index for global warming: The non-stationary standardized precipitation evaporation index (NSPEI) and spatio-temporal patterns of future drought in China [J]. Acta Geographica Sinica, 2020, 75(7): 1465-1482.
[11]	LIN Feng, CHEN Xingwei, YAO Wenyi, FANG Yihui, DENG Haijun, WU Jiefeng, LIN Bingqing. Multi-time scale analysis of water conservation in a discontinuous forest watershed based on SWAT model [J]. Acta Geographica Sinica, 2020, 75(5): 1065-1078.
[12]	RUAN Hongwei,YU Jingjie. Changes in land cover and evapotranspiration in the five Central Asian countries from 1992 to 2015 [J]. Acta Geographica Sinica, 2019, 74(7): 1292-1304.
[13]	REN Xiaoli,LU Qianqian,HE Honglin,ZHANG Li,NIU Zhongen. Spatio-temporal variations of the ratio of transpiration to evapotranspiration in forest ecosystems along theNorth-South Transect of Eastern China [J]. Acta Geographica Sinica, 2019, 74(1): 63-75.
[14]	YE Hong,ZHANG Tingbin,YI Guihua,LI Jingji,BIE Xiaojuan,LIU Dong,LUO Linling. Spatio-temporal characteristics of evapotranspiration and its relationship with climate factors in the source region of the Yellow River from 2000 to 2014 [J]. Acta Geographica Sinica, 2018, 73(11): 2117-2134.
[15]	Zheng CHU, Jianping GUO, Junfang ZHAO. Impacts of projected climate change on agricultural climate resources in Northeast China [J]. Acta Geographica Sinica, 2017, 72(7): 1248-1260.